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GL26_English.pdf
... Remuneration Disclosure…..…………………………………………….. 9 8. Effective Controls and Procedures in relation to Suitability Checks and Product Disclosure…………………………… 11 9. Post-Sale Controls…………………………...……………. 12 10. Certification of Copies of FNA and RPQ………...……….. 13 11. Documentation and Record Keeping……………………... 14 12...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf -
Date: 2020-06-24
[PDF]
ILAS_Products.pdf
... Remuneration Disclosure…..…………………………………………….. 9 8. Effective Controls and Procedures in relation to Suitability Checks and Product Disclosure…………………………… 11 9. Post-Sale Controls…………………………...……………. 12 10. Certification of Copies of FNA and RPQ………...……….. 13 11. Documentation and Record Keeping……………………... 14 12...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf -
Date: 2020-06-24
[PDF]
GL26.pdf
... Remuneration Disclosure…..…………………………………………….. 9 8. Effective Controls and Procedures in relation to Suitability Checks and Product Disclosure…………………………… 11 9. Post-Sale Controls…………………………...……………. 12 10. Certification of Copies of FNA and RPQ………...……….. 13 11. Documentation and Record Keeping……………………... 14 12...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf -
Date: 2019-11-29
[PDF]
4q21gen_new.pdf
... 27,897 1,246,953 618,587 14,173,364 9,902,977 9,538,396 2,433,670 1,508,198 6,637,762 4,250,940 5,031,872 42,817 1,703,970 1,251,539 5,869,968 4,067,325 1,948,638 1,495,684 950,418 655,960 306,944 286,609 (1,532) 555,299 157,844 184,947 170,714 172,607 14,251 12,563 77,923 59,003 104,596 0 7,658 47...
https://www.ia.org.hk/english/infocenter/statistics/files/4q21gen_new.pdf -
Date: 2022-06-01
[PDF]
20210917CPD_FAQChin.pdf
...及法律總監 郭家華 謹啟 2021年9月17日 副本抄送： 香港保險業聯會 香港專業保險經紀協會 香港保險顧問聯會 1 有關不遵守持續專業培訓規定的罰則框架（「持續專業培訓罰則框架」）的常見問題 I. 遵守持續專業培訓規定：Q1 – Q3 II. 匯報持續專業培訓紀錄：Q4 – Q5 III. 施加及繳交罰款：Q6 - Q7 IV. 豁免／降低罰款：Q8 V. 暫時吊銷或撤銷牌照：Q9 – Q10 VI. 沒有遞交或逾期遞交已填妥的持續專業培訓聲明書：Q11 – Q12 I. 遵守持續專業培訓規定 Q1 個人持牌人能否參與同一持續專業培訓活動以補回持續專業培訓尚欠時數？ A1 有關情況已於...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20210917CPD_FAQChin.pdf -
Date: 2021-12-10
... Representative involved. Any alleged breach or violation of the Regulations or the Code of Conduct shall be dealt with in accordance with the Articles. 5 3.9 A Member and its Directors, Controllers, Chief Executive, Technical Representatives and Employees shall subject themselves to the jurisdiction of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/11a_CIB_Membership_Regulations_v11_15_7_2015_English_eg19.pdf -
Date: 2019-12-20
[PDF]
1q18gen.pdf
... 119 18 18 43 0 137 334 12,266 126 第三者 Third Party 18,817 15,759 16,546 5,404 4,377 4,376 3,875 3,928 0 3,230 5,011 16,656 綜合 Comprehensive 7,375 6,560 7,331 2,209 2,042 2,963 2,890 4,451 (3) 751 90 408,294 772 第三者 Third Party 25,655 9,236 11,388 3,943 (10) 10,924 5,481 4,160 17 1,968 5,253 4,056 所有...
https://www.ia.org.hk/english/infocenter/statistics/files/1q18gen.pdf -
Date: 2020-03-16
[PDF]
Q&A-gn16.pdf
... group business, “customers” refers to policy owners and not the individual covered members of the group policy. VI. Section 12 – Commencement Q 9. How to define “current product” and “new products” as they are subject to different effective dates under section 12.1? To what extent product change will be...
https://www.ia.org.hk/english/legislative_framework/files/Q&A-gn16.pdf -
Date: 2020-09-24