... report, which should include information on the market statistics used for the study. 33. In the case of a non-Hong Kong company:- (a) a brief description of its existing worldwide operations; and (b) the uptodate rating and ranking in respect of the financial position of the company and the name of the...

... report, which should include information on the market statistics used for the study. 33. In the case of a non-Hong Kong company:- (a) a brief description of its existing worldwide operations; and (b) the uptodate rating and ranking in respect of the financial position of the company and the name of the...

...《打擊洗錢條例》所界定的金融 機構所經營者相若； (iii) 設有措施，以確保與附表2所施加的規定相若的 規定獲遵從；及 (iv) 在有否遵從該等規定方面，受到在該司法管轄 區執行與任何有關當局職能相若的主管當局監 管； (c) 在任何證券市場上市的法團； (d) 投資公司，而負責就該投資公司的所有投資者執行與 客戶盡職審查措施相若的措施的人屬─ (i) 《打擊洗錢條例》所界定的金融機構； (ii) 符合以下說明的在香港或對等司法管轄區成立 33 或設立為法團的機構─ (A) 設有措施，以確保遵從與根據附表2所施加 的規定相若的規定；及 (B) 在有否遵從該等規定方面，受到監管； (e) 香港的...

...充足的洗錢及恐怖分子資金籌集風險分 析，支持低風險的評估結果。 4.10.5 保險機構應根據所識別的較低洗錢及恐怖分子資金籌集 風險因素，採取與洗錢及恐怖分子資金籌集風險性質及 水平相稱的簡化審查措施。 附表2第5(1)條 4.10.6 即使保險機構採取簡化審查措施，仍須按照附表2第5條 及本指引第5章所載持續監察其業務關係 (即進行持續盡 職審查及交易監察)。 4.10.7 可能涉及較低風險因素33的例子包括： 33 保險機構在評估某項業務關係的洗錢及恐怖分子資金籌集風險時，應全面考慮一系列因素。 32 (a) 客戶風險因素： (i) 在香港或對等司法管轄區的政府機構或公共機 構34； (ii...

... Attach a copy of the market feasibility study report, which should include information on the market statistics used for the study. 33. In the case of a non-Hong Kong company:- (a) a brief description of its existing worldwide operations; and (b) the up-to-date rating and ranking in respect of the...

... requirements set out in paragraphs 30 and 31 are not applicable to E-learning Activities which form part of Types 2, 3, 4, 5, 6 and 8 Qualified CPD Activities. Speaker CPD Hours 33. An individual licensee who is a speaker at a Qualified CPD Activity can earn CPD hours based upon the actual length of time which...

... Attach a copy of the market feasibility study report, which should include information on the market statistics used for the study. 33. In the case of a non-Hong Kong company:- (a) a brief description of its existing worldwide operations; and (b) the up-to-date rating and ranking in respect of the...

... requirements set out in paragraphs 30 and 31 are not applicable to E-learning Activities which form part of Types 2, 3, 4, 5, 6 and 8 Qualified CPD Activities. Speaker CPD Hours 33. An individual licensee who is a speaker at a Qualified CPD Activity can earn CPD hours based upon the actual length of time which...

... requirements set out in paragraphs 30 and 31 are not applicable to E-learning Activities which form part of Types 2, 3, 4, 5, 6 and 8 Qualified CPD Activities. Speaker CPD Hours 33. An individual licensee who is a speaker at a Qualified CPD Activity can earn CPD hours based upon the actual length of time which...

... Attach a copy of the market feasibility study report, which should include information on the market statistics used for the study. 33. In the case of a non-Hong Kong company:- (a) a brief description of its existing worldwide operations; and (b) the up-to-date rating and ranking in respect of the...