... Activities which are Type 7 Qualified CPD Activities); (d) Date on which the user completed the E-learning Activity; (e) A statement to the effect that the CPD activity was completed by e- learning; (f) Type of Qualified CPD Activity (i.e. Type 1/Type 7); (g) Full name of the user who has completed the...

... Activities which are Type 7 Qualified CPD Activities); (d) Date on which the user completed the E-learning Activity; (e) A statement to the effect that the CPD activity was completed by e- learning; (f) Type of Qualified CPD Activity (i.e. Type 1/Type 7); (g) Full name of the user who has completed the...

... Activities which are Type 7 Qualified CPD Activities); (d) Date on which the user completed the E-learning Activity; (e) A statement to the effect that the CPD activity was completed by e- learning; (f) Type of Qualified CPD Activity (i.e. Type 1/Type 7); (g) Full name of the user who has completed the...

... region. Dr Moses Cheng Chairman August 2018 CEO’S MESSAGE Annual Report 2017-18 5 In 2017-18, the Insurance Authority (“IA”) moved ahead at full steam in its efforts to accomplish a smooth transition to the new regulatory regime for the insurance industry. I have been privileged to have served as the...

... region. Dr Moses Cheng Chairman August 2018 CEO’S MESSAGE Annual Report 2017-18 5 In 2017-18, the Insurance Authority (“IA”) moved ahead at full steam in its efforts to accomplish a smooth transition to the new regulatory regime for the insurance industry. I have been privileged to have served as the...

... region. Dr Moses Cheng Chairman August 2018 CEO’S MESSAGE Annual Report 2017-18 5 In 2017-18, the Insurance Authority (“IA”) moved ahead at full steam in its efforts to accomplish a smooth transition to the new regulatory regime for the insurance industry. I have been privileged to have served as the...

... controls over its staff so as to ensure full compliance of Statutory and/or Governmental Requirements and this Code in every aspect by Member and/or Relevant Person(s) of a Member, and to safeguard the interests of client. For this purpose, appropriate and adequate policies and measures should be...

... Findings: No rationale for not reporting internal STRs to the JFIU No full record of all STRs made to the JFIU was kept Recommendations:  Keep proper records of MLROs’ deliberations & actions taken to demonstrate they have acted in reasonable manner  Establish and maintain a record of all STRs made to...

..., JP, Member of Legislative Council (Insurance), HKSAR 6 Mr Laurence Li, SC, JP, Chairman, Financial Services Development Council 2 The transition from the self-regulatory regime is now complete. We have taken on the full remit of our functions under the Insurance Ordinance. To borrow the words of Sir...

..., JP, Member of Legislative Council (Insurance), HKSAR 6 Mr Laurence Li, SC, JP, Chairman, Financial Services Development Council 2 The transition from the self-regulatory regime is now complete. We have taken on the full remit of our functions under the Insurance Ordinance. To borrow the words of Sir...