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... applicable measures relating to Telemarketing.  There are a total of 13 measures in the Guidance Note, each accompanied by detailed explanations to provide further guidance to registered intermediaries.  For instance, a principal intermediary is required to provide a designated telephone number for...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_03.html - Date: 2024-01-12
... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-03
... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-10
... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf - Date: 2019-09-10
... same Enterprise Risk Management (“ERM”) processes and procedures as set out in the Guideline. It provides flexibility for an insurer to design the ERM framework to accord with its own specific circumstances. An insurer is however expected to be able to demonstrate to the IA’s satisfaction how the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190103.pdf - Date: 2019-11-29
[HTML] Overview
... unprecedented opportunities, the Insurance Authority (“IA”) set up the Belt and Road Insurance Exchange Facilitation (“BRIEF”) in December 2018 to pool together key stakeholders to unleash synergies in exploiting prospects arising from BRI. BRIEF leaflet Please...
https://www.ia.org.hk/english/portal_for_insurers/brief/overview.html - Date: 2024-01-18