... agree with the proposed tiering approach for non-regulated entities? Question 5 Do you agree with the criteria for defining a “material supervised group member” in Rule 10(6) of the Group Capital Rules? 2 ...

... not regarded as outsourcing. Q6 Would it be regarded as an outsourced activity if an authorized insurer engages a service provider to conduct reference checks on its agents and reinsurers? A6 Such service normally falls under “risk management and internal control” in Annex 1 to GL14 and is regarded as...

... Customer risk 2.5 When assessing the customer risk, FIs should consider who their customers are, what they do and any other information that may suggest the customer is of higher risk. 10 2.6 An FI should be vigilant where the customer is of such a legal form that enables individuals to divest themselves...

...) (百萬元) (百萬元) (百萬元) Class of Business ($m) ($m) ($m) ($m) ($m) ($m) 個人人壽及年金 (非投資相連) 13,541,856 12,995,835 4.2% 13,369 99,901 113,270 10,616 113,763 124,379 25.9% -12.2% -8.9% Individual Life and Annuity (Non-Linked) 個人人壽及年金 (投資相連) 1,227,174 1,266,829 -3.1% 6,266 3,267 9,533 2,487 3,938 6,425 152.0% -17.0...

...% Individual Life and Annuity (Linked) 其他個人業務 4,082 585 4,667 4,949 -5.7% 40 108 148 257 -42.4% Other Individual Business 退休計劃團體業務 NA NA 12,776 10,684 19.6% 40,109 12,334 52,443 48,676 7.7% Retirement Scheme Group Business 非退休計劃團體業務 NA NA 2,752 2,969 -7.3% 1 3,244 3,245 2,779 16.8% Non-Retirement Scheme Group...

... 9 0 319,448 0 0 0 426,216 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 38,830 0 0 0 52,737 0 0 0 91,567 非意外及疾病 Other than Accident & Sickness 1,238 58,813 0 15 6,713 37,885 0 13 7,951 96,726 (II) 年金 (II) Annuities 957,793 5,410,341 27,453 64,785 431,467 4,666,105 0 0 1,416,713 10,141,231 類別 A 總額...

... discretion whether or not to disclose Confidential Information on a case-by-case basis. 2 Anti Money Laundering and Combating the Financing of Terrorism IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU) 15 February 2007, Revised 10 July 2014 Page 5 of 20 6...

... discretion whether or not to disclose Confidential Information on a case-by-case basis. 2 Anti Money Laundering and Combating the Financing of Terrorism IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU) 15 February 2007, Revised 10 July 2014 Page 5 of 20 6...

... discretion whether or not to disclose Confidential Information on a case-by-case basis. 2 Anti Money Laundering and Combating the Financing of Terrorism IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU) 15 February 2007, Revised 10 July 2014 Page 5 of 20 6...

... discretion whether or not to disclose Confidential Information on a case-by-case basis. 2 Anti Money Laundering and Combating the Financing of Terrorism IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU) 15 February 2007, Revised 10 July 2014 Page 5 of 20 6...