Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭...所述的任何類別的中級或更低級 官員； (b) 上文 (a)段所指的個人的配偶、伴侶、子女或父母， 或該名個人的子女的配偶或伴侶；或 (c) 與(a)段所指的個人關係密切的人(見第4.11.8段)。 4.11.13 國際組織政治人物被界定為： (a) 在國際組織擔任或曾擔任重要職位的個人 (i) 並包括高級管理層成員，即董事、副董事及董事 會成員或同等職能； (ii) 但不包括國際組織的中級或更低級人員； 40 (b) 上文 (a)段所指的個人的配偶、伴侶、子女或父母， 或該名個人的子女的配偶或伴侶；或 (c) 與(a)段所指的個人關係密切的人(見第4.11.8段)。 4.11.14 第...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
[PDF]
3q20long.pdf
... - - - - - - - - - - Munich Re - - - - - - - - - - Old Mutual Life - - - - - - - - - - Pacific Life 太平洋人壽 - 1,058 - - - 70 - - - 1,128 PartnerRe Europe - - - - - - - - - - Peak Re 鼎睿 - - - - - - - - - - PLL - - - - - - - - - - Principal 美國信安 - - - - - - - - - - Prudential (HK) Life 保誠保險 40,553 351,819 16,100 36,877 922,107 3...
https://www.ia.org.hk/english/infocenter/statistics/files/3q20long.pdf -
Date: 2020-11-30
[PDF]
12.sn-IL-2017_eng.pdf
... table illustrates his/her transaction records. Market No. of share Date Price Bought 15-Jan HKD50 600 15-Feb HKD60 500 15-Mar HKD40 750 15-Apr HKD25 1,200 15-May HKD50 600 Total no. of shares bought 3,650 Average cost per share HKD41.10 Diversification Number of stocks in portfolio Risk 10 20 Specific...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02
[PDF]
sn-long-2015.pdf
... 15-Mar HKD40 750 15-Apr HKD25 1,200 15-May HKD50 600 Total no. of shares bought 3,650 Average cost per share HKD41.10 Diversification Number of stocks in portfolio Risk 10 20 Specific risk Market risk Total risk 2/5 We can see from the table that although at the end of the period the stock price of A was...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
[PDF]
GL3_Appendix_A.pdf
... GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority November 2018 Contents Page Chapter 1 Overview ..................
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL10.pdf -
Date: 2020-09-07
[PDF]
GL10.pdf
... GN 10 GL10 GUIDELINE ON THE CORPORATE GOVERNANCE OF AUTHORIZED INSURERS Insurance Authority Contents Page 1. Introduction……………………………………………… 1 2. Interpretation…………………………………………….. 2 3. Application………………..…………………………….... 3 4. Governance Structure………………………….…..……... 4 5. Role and Responsibilities of t...
https://www.ia.org.hk/english/legislative_framework/files/GL10.pdf -
Date: 2020-09-24
... - Fundamentals of Securities and Futures Regulation 精讀班: 證券及期貨從業員資格考試〈試卷一：基本證券及期貨規則〉 No 4 26 Apr 2021 - 25 Apr 2022 In-house 內部員工 + Public 公眾人士 + Commissioning Body 委託機構員工 Miss CHEUNG Yuk Yu, Metis 36012338 80/20/40 New Convoy Global Holdings Limited Mandatory Provident Fund (MPF) Schemes Examination Intensive...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_Approved_T1_CPD_adopting_VC.pdf -
Date: 2021-05-06
[PDF]
Appendix_A.PDF
... between member jurisdictions. As a member of the FATF, Hong Kong is obliged to implement the AML requirements as promulgated by the FATF, which include the 40 Recommendations and the Nine Special Recommendations (hereafter referred to collectively as “FATF’s Recommendations”) 3 and it is important that...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_A.PDF -
Date: 2019-02-01