... Observation • No evidence that PEP / terrorist checking (such as making reference to publicly available information and screening against current terrorist and sanctions designations) was performed against the customers. • Use of third party vendor to conduct comprehensive screening (Ref: Guideline paragraph...

... Observation • No evidence that PEP / terrorist checking (such as making reference to publicly available information and screening against current terrorist and sanctions designations) was performed against the customers. • Use of third party vendor to conduct comprehensive screening (Ref: Guideline paragraph...

... Authority and the Securities and Futures Commission to make this a cross-sectoral feat. Another initiative is Fast Track, a pilot scheme for newcomers seeking to operate solely through digital distribution channels based on a robust business model that satisfies all prevailing regulatory requirements....

... Authority and the Securities and Futures Commission to make this a cross-sectoral feat. Another initiative is Fast Track, a pilot scheme for newcomers seeking to operate solely through digital distribution channels based on a robust business model that satisfies all prevailing regulatory requirements....

... Authority and the Securities and Futures Commission to make this a cross-sectoral feat. Another initiative is Fast Track, a pilot scheme for newcomers seeking to operate solely through digital distribution channels based on a robust business model that satisfies all prevailing regulatory requirements....

... • Jointly operated by HKPF & C&E (44 staff) • Not an Investigative Unit • Not a Reporting Center • Law Enforcement Model Joint Financial Intelligence Unit Overview of JFIU Joint Financial Intelligence Unit (“JFIU”) • Major Responsibilities (1) : – Receive – Analyze – Disseminate of Suspicious Transaction...

... • Jointly operated by HKPF & C&E (44 staff) • Not an Investigative Unit • Not a Reporting Center • Law Enforcement Model Joint Financial Intelligence Unit Overview of JFIU Joint Financial Intelligence Unit (“JFIU”) • Major Responsibilities (1) : – Receive – Analyze – Disseminate of Suspicious Transaction...

... • Jointly operated by HKPF & C&E (44 staff) • Not an Investigative Unit • Not a Reporting Center • Law Enforcement Model Joint Financial Intelligence Unit Overview of JFIU Joint Financial Intelligence Unit (“JFIU”) • Major Responsibilities (1) : – Receive – Analyze – Disseminate of Suspicious Transaction...

... support by intermediaries (through video conferencing) Self-help Support by intermediaries Apply via NF2F platform Apply via NF2F platform, assisted by an intermediary 14 1. AML/CFT risk assessment Key AML/CFT Considerations – Expectation, Good Practices and Alerts Bancassurance model vs non-bancassurance...

... support by intermediaries (through video conferencing) Self-help Support by intermediaries Apply via NF2F platform Apply via NF2F platform, assisted by an intermediary 14 1. AML/CFT risk assessment Key AML/CFT Considerations – Expectation, Good Practices and Alerts Bancassurance model vs non-bancassurance...