...” – Warren Buffett  Leadership must model ethical behavior in their actions.  Set expectations for ethics and conduct principles from the outset for employees and agents (in recruitment and onboarding). How to build a strong culture (2) 11  Value complaints as a means of signaling how weak or strong your...

... procurement of motor insurance in Hong Kong, the premium levels for these products are determined according to several factors, such as the age and model of the vehicle, a no-claim discount, and the driver’s driving experience and record of traffic violations. The IA suggests that car owners should...

... Authority and the Securities and Futures Commission to make this a cross-sectoral feat. Another initiative is Fast Track, a pilot scheme for newcomers seeking to operate solely through digital distribution channels based on a robust business model that satisfies all prevailing regulatory requirements....

... Authority and the Securities and Futures Commission to make this a cross-sectoral feat. Another initiative is Fast Track, a pilot scheme for newcomers seeking to operate solely through digital distribution channels based on a robust business model that satisfies all prevailing regulatory requirements....

... Authority and the Securities and Futures Commission to make this a cross-sectoral feat. Another initiative is Fast Track, a pilot scheme for newcomers seeking to operate solely through digital distribution channels based on a robust business model that satisfies all prevailing regulatory requirements....

... • Jointly operated by HKPF & C&E (44 staff) • Not an Investigative Unit • Not a Reporting Center • Law Enforcement Model Joint Financial Intelligence Unit Overview of JFIU Joint Financial Intelligence Unit (“JFIU”) • Major Responsibilities (1) : – Receive – Analyze – Disseminate of Suspicious Transaction...

... • Jointly operated by HKPF & C&E (44 staff) • Not an Investigative Unit • Not a Reporting Center • Law Enforcement Model Joint Financial Intelligence Unit Overview of JFIU Joint Financial Intelligence Unit (“JFIU”) • Major Responsibilities (1) : – Receive – Analyze – Disseminate of Suspicious Transaction...

... • Jointly operated by HKPF & C&E (44 staff) • Not an Investigative Unit • Not a Reporting Center • Law Enforcement Model Joint Financial Intelligence Unit Overview of JFIU Joint Financial Intelligence Unit (“JFIU”) • Major Responsibilities (1) : – Receive – Analyze – Disseminate of Suspicious Transaction...

... support by intermediaries (through video conferencing) Self-help Support by intermediaries Apply via NF2F platform Apply via NF2F platform, assisted by an intermediary 14 1. AML/CFT risk assessment Key AML/CFT Considerations – Expectation, Good Practices and Alerts Bancassurance model vs non-bancassurance...

... support by intermediaries (through video conferencing) Self-help Support by intermediaries Apply via NF2F platform Apply via NF2F platform, assisted by an intermediary 14 1. AML/CFT risk assessment Key AML/CFT Considerations – Expectation, Good Practices and Alerts Bancassurance model vs non-bancassurance...