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... Remuneration Disclosure…..…………………………………………….. 9 8. Effective Controls and Procedures in relation to Suitability Checks and Product Disclosure…………………………… 11 9. Post-Sale Controls…………………………...……………. 12 10. Certification of Copies of FNA and RPQ………...……….. 13 11. Documentation and Record Keeping……………………... 14 12....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf - Date: 2020-06-24
... Remuneration Disclosure…..…………………………………………….. 9 8. Effective Controls and Procedures in relation to Suitability Checks and Product Disclosure…………………………… 11 9. Post-Sale Controls…………………………...……………. 12 10. Certification of Copies of FNA and RPQ………...……….. 13 11. Documentation and Record Keeping……………………... 14 12....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf - Date: 2020-06-24
[PDF] GL26.pdf
... Remuneration Disclosure…..…………………………………………….. 9 8. Effective Controls and Procedures in relation to Suitability Checks and Product Disclosure…………………………… 11 9. Post-Sale Controls…………………………...……………. 12 10. Certification of Copies of FNA and RPQ………...……….. 13 11. Documentation and Record Keeping……………………... 14 12....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf - Date: 2019-11-29
... | T | U | V | W | X | Y | Z | Others | Full list     Status (A/N)AllAN     Enter keywords   A - Accept new application N - Not accept new application Qualifying Deferred...
https://www.ia.org.hk/english/qualifying_deferred_annuity_policy/List_of_QDAP.html - Date: 2019-04-12
...,991 (II) 年金 (II) Annuities 84,035 12,227,343 135,308 574,726 846,624 類別 A 總額 Total of Class A 10,011,559 4,495,497,022 15,063,408 22,349,320 36,418,628 B 婚姻及出生 Marriage and birth 4,048 0 1 8,797 C 相連長期 Linked long term 基本計劃 Base Plan 1,551,856 565,998,464 1,135,872 171,328 5,585,569 附加合約...
https://www.ia.org.hk/english/infocenter/statistics/files/1q16long.pdf - Date: 2017-11-29
... - - - - - - - - - - SCOTTISH WIDOWS LIMITED - - - - - - - - - - Sincere Life 先施人壽 - - - - - - - - - - SJPI(HK)L 89,299 - - - 10,937 - 53,410 - 153,646 - Standard Life Asia 標準亞洲 37,430 477 - - 15,104 - - - 52,534 477 Sun Life Hong Kong 香港永明金融 5,126 82,874 579 4,903 3,348,549 542,971 - - 3,354,254 630,748 Swiss Re (Asia) 瑞士再保險...
https://www.ia.org.hk/english/infocenter/statistics/files/2q20long.pdf - Date: 2020-11-30
... February 2003, the FATF decided to remove Grenada from the list of NCCTs as the jurisdiction has implemented significant reforms to its money laundering system.  The updated list of the remaining 10 NCCTs is as follows :   ...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular180203L.html - Date: 2017-06-23
...  Compliance  Internal audit  Actuarial  Intermediary management (not yet in operation) • Designated individuals, not necessarily a staff/employee • Solely or jointly responsible • Transitional arrangements for individuals already responsible for control functions before 26.6.2017 10 New regulatory powers...
https://www.ia.org.hk/english/infocenter/files/Insurance_Summit_Roles_of_IA_New_regulation_landscape_for_insurance_cos.pdf - Date: 2021-12-09