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AR2013.pdf
... proceed with introducing further measures in 2014/15. We continued our collaborative efforts with other local and overseas financial regulators, particularly in regard to anti-money laundering work, supervision of insurance groups as well as intermediaries supervision. Looking ahead, my colleagues and I...
https://www.ia.org.hk/english/infocenter/files/AR2013.pdf -
Date: 2020-06-23
[PDF]
Circular_05082020.pdf
... InsurTech Sandbox (with information to be shared with the HKMA if bank channel is involved). Other than the requirements set out for the InsurTech Sandbox and other applicable guidelines (e.g. GL20 on cybersecurity, GL3 on Anti-Money Laundering and Counter-Terrorist Financing (“AML/CTF”), GL14 on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_05082020.pdf -
Date: 2020-12-21
[PDF]
ppt20171122-2.pdf
... of Proceeds) Ordinance (DTROP, Cap. 405) Organized & Serious Crimes Ordinance (OSCO, Cap. 455) United Nations (Anti-Terrorism Measures) Ordinance (UNATMO, Cap. 575) AML & Counter-Terrorist Financing (Financial Institutions) Ordinance (AMLO, Cap 615) ©Hong Kong Police Force香港警務處版權所有 1989 1994 2002...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2021-11-12
[PDF]
ppt20171122-2.pdf
... of Proceeds) Ordinance (DTROP, Cap. 405) Organized & Serious Crimes Ordinance (OSCO, Cap. 455) United Nations (Anti-Terrorism Measures) Ordinance (UNATMO, Cap. 575) AML & Counter-Terrorist Financing (Financial Institutions) Ordinance (AMLO, Cap 615) ©Hong Kong Police Force香港警務處版權所有 1989 1994 2002...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2022-04-27
[PDF]
ppt20171122-2.pdf
... of Proceeds) Ordinance (DTROP, Cap. 405) Organized & Serious Crimes Ordinance (OSCO, Cap. 455) United Nations (Anti-Terrorism Measures) Ordinance (UNATMO, Cap. 575) AML & Counter-Terrorist Financing (Financial Institutions) Ordinance (AMLO, Cap 615) ©Hong Kong Police Force香港警務處版權所有 1989 1994 2002...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2019-11-05
... Linked Long Term Insurance and non-Linked Long Term Insurance. Record-keeping and Verification 1. Members should not rely upon insurers in record-keeping and verification of clients’ information, in particular the customer due diligence under the Guideline on Anti-Money Laundering and Counter- Terrorist...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
... FinanCial arrangements 7 market OVerVieW Prudential regulatiOn 11 insurers 18 insuranCe intermediaries 23 COnsumer PrOteCtiOn 25 market deVelOPment 32 anti-mOney laundering and COunter-terrOrist FinanCing 34 highlights OF the year Governance 37 abOut the insuranCe authOrity 38 COrPOrate gOVernanCe 53...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf -
Date: 2021-12-14
... FinanCial arrangements 7 market OVerVieW Prudential regulatiOn 11 insurers 18 insuranCe intermediaries 23 COnsumer PrOteCtiOn 25 market deVelOPment 32 anti-mOney laundering and COunter-terrOrist FinanCing 34 highlights OF the year Governance 37 abOut the insuranCe authOrity 38 COrPOrate gOVernanCe 53...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf -
Date: 2022-05-24
... HONG KONG MONEY LAUNDERING AND TERRORIST FINANCING RISK ASSESSMENT REPORT April 2018 FOREWORD BY FINANCIAL SECRETARY i HONG KONG’S ANTI-MONEY LAUNDERING/COUNTER- FINANCING OF TERRORISM POLICY iii EXECUTIVE SUMMARY v 1. INTRODUCTION TO HONG KONG 1 Geographical Position Population Language...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2021-11-12
... HONG KONG MONEY LAUNDERING AND TERRORIST FINANCING RISK ASSESSMENT REPORT April 2018 FOREWORD BY FINANCIAL SECRETARY i HONG KONG’S ANTI-MONEY LAUNDERING/COUNTER- FINANCING OF TERRORISM POLICY iii EXECUTIVE SUMMARY v 1. INTRODUCTION TO HONG KONG 1 Geographical Position Population Language...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2022-04-27