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⏭... should be restrictions on the offering of gifts when distributors promote a specific investment product to investors. 1.2. Following the SFC Consultation Conclusions, the SFC amended its Code of Conduct for Persons Licensed by or Registered with the SFC ("SFC Code of Conduct") to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_GN_Gifts_Promo_and_Incentives_v2_1_1_2014_20190823.pdf -
Date: 2019-12-20
[PDF]
ppt20171122-2.pdf
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2021-11-12
[PDF]
ppt20171122-2.pdf
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2022-04-27
[PDF]
ppt20171122-2.pdf
...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2019-11-05
... value and death benefit shown on first and second page respectively, and 2) three assumed rates of return for illustration, 0%, 3% and 6% on one page with both surrender value and death benefit shown on the same page. For both options, other than the 0% assumed rate of return, all rates of return are...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4.GN_on_ILAS_Illustration_Document.pdf -
Date: 2019-12-20
[PDF]
GL18.pdf
... GL18 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF AUTHORIZED INSURERS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction 1 2. Scope of Application 1 3. Considerations in Exercising IA’s Power to Impose Pecuniary Penalty 2 4....
https://www.ia.org.hk/english/legislative_framework/files/GL18.pdf -
Date: 2020-09-24
... Brokerslink_Conference Belt and Road Initiative (BRI) Clement Cheung Chief Executive Officer Insurance Authority 12 October 2018 1 What is BRI 2 Source: Swiss Re Economic Research & Consulting. What is BRI Five Areas of Connectivity • Policy coordination • Facilities connectivity • Unimpeded trade...
https://www.ia.org.hk/english/infocenter/files/2018_Brokerslink_Conference.pdf -
Date: 2021-12-09
... Brokerslink_Conference Belt and Road Initiative (BRI) Clement Cheung Chief Executive Officer Insurance Authority 12 October 2018 1 What is BRI 2 Source: Swiss Re Economic Research & Consulting. What is BRI Five Areas of Connectivity • Policy coordination • Facilities connectivity • Unimpeded trade...
https://www.ia.org.hk/english/infocenter/files/2018_Brokerslink_Conference.pdf -
Date: 2021-09-08