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⏭... Microsoft Word - GN1AdditionalReportingRequirementofPII _revised on 10Jun09_ CIB-GN(1) (Issued on 7 March 2007) (Revised on 10 June 2009) Guidance Note on Annual Certification for Adequate Professional Indemnity Insurance According to Membership Regulation 3.5, the General Committee is issuing...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_GN_on_An_Cert_for_Prof_Ind_v2_10_6_2009_eg19.pdf -
Date: 2019-12-20
... duty as insurance brokers should be product-free when conducting this procedure. 12. In order to assess clients’ needs, Members should ensure that they understand, among others, the clients’:- 12.1 existing and potential financial commitments (e.g. monthly living and family expenses) and liabilities...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
... IA (01/2022) - 1 - *Please delete where appropriate The Insurance Authority (“IA”) handles complaints relating to the conduct of authorized insurers and licensed insurance intermediaries (being licensed insurance agents and licensed insurance brokers) in the insurance market in Hong Kong. “Conduct...
https://www.ia.org.hk/english/aboutus/files/Editable_Complaint_Form_Eng_2022Jan.pdf -
Date: 2022-01-01
... IA (01/2022) - 1 - *Please delete where appropriate The Insurance Authority (“IA”) handles complaints relating to the conduct of authorized insurers and licensed insurance intermediaries (being licensed insurance agents and licensed insurance brokers) in the insurance market in Hong Kong. “Conduct...
https://www.ia.org.hk/english/aboutus/files/Editable_Complaint_Form_Eng_2022Jan.pdf -
Date: 2022-01-01