... Financial Needs Analysis 6/55 C. Product Key Facts Statement - Illustrative Template 6/60 D. Wording Guidelines on Announcement of Cooling-off Rights on Application Form 6/68 E. Wording Guidelines on Announcement of Cooling-off Rights with Policy Issue 6/69 F. Customer Protection Declaration Form 6/70 G....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02
... to enter the market. He/she therefore decided to split his/her capital into 5 equal sums of HKD30,000 and buy stock A worth of HKD30,000 in the middle of each month. The following table illustrates his/her transaction records. Market No. of share Date Price Bought 15-Jan HKD50 600 15-Feb HKD60 500...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
... insurance funds and the relevant amount or the required margin of solvency pertaining to the insurance business written in or from Hong Kong and the estimated proportion which will be represented by each type of investment, together with a description of the company’s investment policy in relation to the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.docx -
Date: 2022-01-06
... insurance funds and the relevant amount or the required margin of solvency pertaining to the insurance business written in or from Hong Kong and the estimated proportion which will be represented by each type of investment, together with a description of the company’s investment policy in relation to the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.pdf -
Date: 2022-01-06
... insurance funds and the relevant amount or the required margin of solvency pertaining to the insurance business written in or from Hong Kong and the estimated proportion which will be represented by each type of investment, together with a description of the company’s investment policy in relation to the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.docx -
Date: 2022-05-31
... insurance funds and the relevant amount or the required margin of solvency pertaining to the insurance business written in or from Hong Kong and the estimated proportion which will be represented by each type of investment, together with a description of the company’s investment policy in relation to the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.pdf -
Date: 2022-05-31
... insurance funds and the relevant amount or the required margin of solvency pertaining to the insurance business written in or from Hong Kong and the estimated proportion which will be represented by each type of investment, together with a description of the company’s investment policy in relation to the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.docx -
Date: 2020-06-24
... insurance funds and the relevant amount or the required margin of solvency pertaining to the insurance business written in or from Hong Kong and the estimated proportion which will be represented by each type of investment, together with a description of the company’s investment policy in relation to the...
https://www.ia.org.hk/english/infocenter/forms/files/IA-6L.pdf -
Date: 2020-06-24
... the person, within one year immediately before the date of application, has not had any qualification as a Type A / B regulatee revoked on disciplinary grounds. The MPFA also has to be satisfied that the person does not have any qualification as a Type A / B regulatee suspended. In addition, the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-09-28
... the person, within one year immediately before the date of application, has not had any qualification as a Type A / B regulatee revoked on disciplinary grounds. The MPFA also has to be satisfied that the person does not have any qualification as a Type A / B regulatee suspended. In addition, the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-11-01