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GI_SN_eng_2018.pdf
... Perils Insurance 1.4.1a Fire Business Interruption Insurance 1.4.2 Property “All Risks” Insurance 1.4.3 Theft Insurance 1.4.4 Glass Insurance 1.4.5 Money Insurance 1.4.6 Fidelity Guarantee Insurance 1.4.7 Surety Bonds 1.5 Engineering Insurance 1/50 1.5.1 Boiler Explosion Insurance 1.5.2 Machinery...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GI_SN_eng_2018.pdf -
Date: 2019-12-02
[PDF]
GL3_AML_Eng.pdf
... mitigating measures9. 2.13 Based on a holistic view of the information obtained in the context of the application of CDD measures, an II should be able to finalise the customer risk assessment10, which determines the level and type of ongoing monitoring (including ongoing CDD and 7 Examples include...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
[PDF]
GL3_Eng.pdf
... mitigating measures9. 2.13 Based on a holistic view of the information obtained in the context of the application of CDD measures, an II should be able to finalise the customer risk assessment10, which determines the level and type of ongoing monitoring (including ongoing CDD and 7 Examples include...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
... mitigating measures9. 2.13 Based on a holistic view of the information obtained in the context of the application of CDD measures, an II should be able to finalise the customer risk assessment10, which determines the level and type of ongoing monitoring (including ongoing CDD and 7 Examples include...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
[PDF]
GL3_Appendix_A.pdf
... risk mitigating measures7. 2.13 Based on a holistic view of the information obtained in the context of the application of CDD measures, an II should be able to finalise the customer risk assessment8, which determines the level and type of ongoing monitoring (including ongoing CDD and transaction...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... prohibited from applying to be licensed for 2 years. Individuals applying to be licensed insurance intermediaries must establish that they are fit and proper to perform the role. Being fit and proper not only requires attaining the minimum education qualifications, but also being honest, reliable...
https://www.ia.org.hk/english/infocenter/press_releases/20220317.html -
Date: 2022-03-17
[PDF]
GL4Marked-up.pdf
... under sections 7, 14, 15(3), 15(3A) and 15(3).50B as required. • Form A/A1/A2/B in Schedule 4 – Seeking IA’s approval for the appointment of controller, director, key person in control functions, appointed actuary and authorized representative of Lloyd’s under sections 13A, 13AC, 13AE, 15(3A) and 50(B...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL4Marked-up.pdf -
Date: 2018-01-12
[PDF]
GL19.pdf
... Microsoft Word - GL19 Guideline on QDAP (English).docx GL19 GUIDELINE ON QUALIFYING DEFERRED ANNUITY POLICY Insurance Authority Contents 1. Introduction .............................................................................................................. 1 2. Relevant Legal and Regulatory...
https://www.ia.org.hk/english/legislative_framework/files/GL19.pdf -
Date: 2020-09-24
[PDF]
GL19.pdf
... Microsoft Word - GL19 Guideline on QDAP (English).docx GL19 GUIDELINE ON QUALIFYING DEFERRED ANNUITY POLICY Insurance Authority Contents 1. Introduction .............................................................................................................. 1 2. Relevant Legal and Regulatory...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL19.pdf -
Date: 2019-11-29
... Preface Insurance Claims Complaints Bureau then Insurance Claims Complaints Bureau – which has been renamed the Insurance Complaints Bureau in 2018 – Section 1.2.2 (Case 1) Insurance Authority August 2018 i PREFACE These Study Notes have been prepared to correspond with the various Chapters in the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P3_SN_eng_2017ver_2018update.pdf -
Date: 2019-12-02