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AR2013.pdf
... proceed with introducing further measures in 2014/15. We continued our collaborative efforts with other local and overseas financial regulators, particularly in regard to anti-money laundering work, supervision of insurance groups as well as intermediaries supervision. Looking ahead, my colleagues and I...
https://www.ia.org.hk/english/infocenter/files/AR2013.pdf -
Date: 2020-06-23
[PDF]
Circular_05082020.pdf
... InsurTech Sandbox (with information to be shared with the HKMA if bank channel is involved). Other than the requirements set out for the InsurTech Sandbox and other applicable guidelines (e.g. GL20 on cybersecurity, GL3 on Anti-Money Laundering and Counter-Terrorist Financing (“AML/CTF”), GL14 on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_05082020.pdf -
Date: 2020-12-21
[PDF]
ppt20171122-2.pdf
... of Proceeds) Ordinance (DTROP, Cap. 405) Organized & Serious Crimes Ordinance (OSCO, Cap. 455) United Nations (Anti-Terrorism Measures) Ordinance (UNATMO, Cap. 575) AML & Counter-Terrorist Financing (Financial Institutions) Ordinance (AMLO, Cap 615) ©Hong Kong Police Force香港警務處版權所有 1989 1994 2002...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2021-11-12
[PDF]
ppt20171122-2.pdf
... of Proceeds) Ordinance (DTROP, Cap. 405) Organized & Serious Crimes Ordinance (OSCO, Cap. 455) United Nations (Anti-Terrorism Measures) Ordinance (UNATMO, Cap. 575) AML & Counter-Terrorist Financing (Financial Institutions) Ordinance (AMLO, Cap 615) ©Hong Kong Police Force香港警務處版權所有 1989 1994 2002...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2022-04-27
[PDF]
ppt20171122-2.pdf
... of Proceeds) Ordinance (DTROP, Cap. 405) Organized & Serious Crimes Ordinance (OSCO, Cap. 455) United Nations (Anti-Terrorism Measures) Ordinance (UNATMO, Cap. 575) AML & Counter-Terrorist Financing (Financial Institutions) Ordinance (AMLO, Cap 615) ©Hong Kong Police Force香港警務處版權所有 1989 1994 2002...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20171122-2.pdf -
Date: 2019-11-05
... Linked Long Term Insurance and non-Linked Long Term Insurance. Record-keeping and Verification 1. Members should not rely upon insurers in record-keeping and verification of clients’ information, in particular the customer due diligence under the Guideline on Anti-Money Laundering and Counter- Terrorist...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
20180605_ppt_part2.pdf
... agencies 689 insurance brokers Life Insurers and Insurance Intermediaries 9 Authorization Requirements under the Insurance Ordinance Regulatory work under Anti-Money Laundering and Counter-Terrorist Financing Ordinance Onsite inspections Off-site reviews Seminars and briefings Vulnerabilities...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part2.pdf -
Date: 2021-11-12
... bring synergy and maximize the benefits to the industry and policyholders. Of course, such collaboration must not be seen as anti- competition by the Competition Commission; iv. striking the right balance between facilitating technological innovation and personal privacy protection; and v. encouraging...
https://www.ia.org.hk/english/infocenter/files/Section6.2_161118_HKSIBEF2016.pdf -
Date: 2021-12-09
.../call-for-action-february-2020.html). 1 Definition of IIs should be construed in conjunction with the Guideline on Anti-Money Laundering and Counter- Terrorist Financing (“GL3”), i.e. authorized insurers and reinsurers carrying on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/FATF_Public_Statement_Circular_20211112.pdf -
Date: 2021-11-26
... bring synergy and maximize the benefits to the industry and policyholders. Of course, such collaboration must not be seen as anti- competition by the Competition Commission; iv. striking the right balance between facilitating technological innovation and personal privacy protection; and v. encouraging...
https://www.ia.org.hk/english/infocenter/files/Section6.2_161118_HKSIBEF2016.pdf -
Date: 2021-09-08