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... authorized insurers taken into account, and contains a set of Frequently Asked Questions (“FAQs”) to help illustrate the relevant requirements. The FAQs are not intended to be exhaustive, and will be kept under review and updated when necessary. We will conduct two briefing sessions jointly with the HKFI to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers_under_Regulatory_Regime_for_Insurance_Intermediaries.pdf - Date: 2018-11-30
... authorized insurers taken into account, and contains a set of Frequently Asked Questions (“FAQs”) to help illustrate the relevant requirements. The FAQs are not intended to be exhaustive, and will be kept under review and updated when necessary. We will conduct two briefing sessions jointly with the HKFI to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers_under_Regulatory_Regime_for_Insurance_Intermediaries.pdf - Date: 2018-11-30
... development of the RBC regime, the Insurance Authority (IA) has finalized the remaining package of template and technical specifications on matching adjustment (MA package) for insurers carrying on long term business. We are writing to enlist your continuous support in completing and submitting data as set...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190816.pdf - Date: 2019-11-29
... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf - Date: 2020-09-28
... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf - Date: 2021-11-01
[PDF] GL4.pdf
... relevant Forms1 for seeking approval/no objection or notification of any changes of or in the particulars of such persons are set out in Schedules 2, 4, 5 and 6 to the Ordinance. The IA’s Powers of Approval, Revocation of Approval, or Objection in respect of Proposed Appointments or Appointments 2.13 Under...
https://www.ia.org.hk/english/legislative_framework/files/GL4.pdf - Date: 2020-09-24
... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf - Date: 2021-09-01
[PDF] E-GN5.pdf
... facilitate those who wish to make an application for authorization to carry on insurance business in or from Hong Kong. It attempts to set out the information and documents required for the Insurance Authority (“IA”) to process the application. Each application will be considered according to its own...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/E-GN5.pdf - Date: 2020-09-07
[PDF] E-GN5.pdf
... facilitate those who wish to make an application for authorization to carry on insurance business in or from Hong Kong. It attempts to set out the information and documents required for the Insurance Authority (“IA”) to process the application. Each application will be considered according to its own...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/E-GN5.pdf - Date: 2020-06-22