...: ______________________________________ Approximate Year(s) of Service: ___ Year(s) 2. Current Directorship † Are you currently a director of a company? If Yes, please provide the relevant details, including (i) name of company, (ii) approximate year(s) of directorship and (iii) nature and state of affairs of its business on a separate sheet. ☐ Yes...

... management, accuracy and completeness of relevant updates therein 14 3. Customer Risk Assessment Findings: Risk assessment not actually conducted by some insurers Certain risk factors (e.g. product/ service and delivery/ distribution channel risk) not considered in determining overall ML/TF risk rating...

... two others, from at least one I will be able to learn.” At the IA, we would keep on our learning by walking with many more others, be they from the diverse membership which makes up our great industry, the service providers who support them, or our fellow regulators both in Hong Kong and abroad. I am...

... two others, from at least one I will be able to learn.” At the IA, we would keep on our learning by walking with many more others, be they from the diverse membership which makes up our great industry, the service providers who support them, or our fellow regulators both in Hong Kong and abroad. I am...

... management, accuracy and completeness of relevant updates therein 14 3. Customer Risk Assessment Findings: Risk assessment not actually conducted by some insurers Certain risk factors (e.g. product/ service and delivery/ distribution channel risk) not considered in determining overall ML/TF risk rating...

... commissions, service fees or marketing allowances paid by the insurers. For these, additional measures for disclosure (over and above those stated in this Practice Note) may be required to be given by the licensed insurance broker company to the client and express consent obtained. Please also see circular...

... commissions, service fees or marketing allowances paid by the insurers. For these, additional measures for disclosure (over and above those stated in this Practice Note) may be required to be given by the licensed insurance broker company to the client and express consent obtained. Please also see circular...

... two others, from at least one I will be able to learn.” At the IA, we would keep on our learning by walking with many more others, be they from the diverse membership which makes up our great industry, the service providers who support them, or our fellow regulators both in Hong Kong and abroad. I am...

... management, accuracy and completeness of relevant updates therein 14 3. Customer Risk Assessment Findings: Risk assessment not actually conducted by some insurers Certain risk factors (e.g. product/ service and delivery/ distribution channel risk) not considered in determining overall ML/TF risk rating...