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... agency owes to each respective insurer, remain matters governed by common law principles and the provisions in their respective agency agreements. Regulation of licensed insurance agents in their dealings with policy holders or potential policy holders when carrying on regulated activities The Insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceAgents.pdf - Date: 2020-06-24
... agency owes to each respective insurer, remain matters governed by common law principles and the provisions in their respective agency agreements. Regulation of licensed insurance agents in their dealings with policy holders or potential policy holders when carrying on regulated activities The Insurance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf - Date: 2019-09-10
... Only To: Chief Executives of authorized insurers carrying on long term insurance business Dear Sirs, Sandbox application for the distribution of long term insurance policies via video conferencing tools Background The IA has been working closely with the HKFI InsurTech Task Force on initiatives...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_05082020.pdf - Date: 2020-12-21
... soon as practicable on a regular basis, regarding any complaint, disciplinary or enforcement action or irregular inspection findings involving any insurer or insurance intermediary that it believes is licensed with the SFC; (m) maintaining proper files, records and systems of all transactions and other...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf - Date: 2020-09-28
... soon as practicable on a regular basis, regarding any complaint, disciplinary or enforcement action or irregular inspection findings involving any insurer or insurance intermediary that it believes is licensed with the SFC; (m) maintaining proper files, records and systems of all transactions and other...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf - Date: 2021-11-01
... soon as practicable on a regular basis, regarding any complaint, disciplinary or enforcement action or irregular inspection findings involving any insurer or insurance intermediary that it believes is licensed with the SFC; (m) maintaining proper files, records and systems of all transactions and other...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf - Date: 2021-09-01
... soon as practicable on a regular basis, regarding any complaint, disciplinary or enforcement action or irregular inspection findings involving any insurer or insurance intermediary that it believes is licensed with the SFC; (m) maintaining proper files, records and systems of all transactions and other...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf - Date: 2020-06-19
... the pandemic. In times of adversity, however, insurance practitioners have always shown an uncanny ability to face down challenge, adapt and get on with it, by finding ways to provide service to policyholders and to continue to manage society’s risks. Resilience is in the industry’s DNA, as is the...
https://www.ia.org.hk/english/infocenter/files/Conduct_in_Focus_Mar_issue_EN.pdf - Date: 2022-05-24
... comprehensive assessment on an insurance broker for ascertaining its compliance with all the above requirements would be conducted in one onsite inspection. Under this approach, the IA will not only be able to have a better understanding of the corporate culture and internal controls of an insurance broker as a...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_broker_20180427.pdf - Date: 2018-11-30
... insurance agents who had each used two false academic certificates on different occasions to establish that they had met the minimum education requirements to be insurance agents under the former self-regulatory regime. Both cases were handled in accordance with the requirements in place at the time the...
https://www.ia.org.hk/english/infocenter/press_releases/20231122.html - Date: 2023-11-22