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e-ppt20121005-01.pdf
... Government of the Hong Kong Special Administrative Region 13 14 Chapter 4 – Enhanced Due Diligence (EDD) 4.11.1 : Any high ML/TF risk situation, apply EDD – • Additional customer info; regular profile updates • Additional info on the intended nature of the business relationship, source of wealth and funds...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-01.pdf -
Date: 2019-11-05
... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum Requirements specified by the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... Insurance Authority warns against deceptive selling activities on social media platforms 1 December 2023 The Insurance Authority (IA) today (1 December 2023) alerted the public to deceptive selling activities on social media platforms from...
https://www.ia.org.hk/english/infocenter/press_releases/20231201.html -
Date: 2023-12-01
... - 1 - CIB-GN(4) (originally issued on 22 June 2007) (1 st revision effected from 1 June 2014) (2 nd revision effected from 1 January 2015) (further revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
...’ Code which requires a licensed insurance broker to source a sufficient range of insurance products from a sufficient range of insurers. It was noted, for example, that certain insurance products are offered only by a limited number of insurers. In addition, a respondent sought clarification on whether...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
...’ Code which requires a licensed insurance broker to source a sufficient range of insurance products from a sufficient range of insurers. It was noted, for example, that certain insurance products are offered only by a limited number of insurers. In addition, a respondent sought clarification on whether...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... Meeting of the Working Group on Embracing Fintech in Hong Kong (24 September 2018) Programme rundown Download Presentation materials Topic: Why is it important for insurers to go digital? Speaker: Ms Bianca Ho...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Embracing_Fintech_in_Hong Kong.html -
Date: 2018-11-12
... Meeting of the Working Group on Embracing Fintech in Hong Kong (12 Oct 2020) Programme rundown Download ...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Embracing_Fintech_in_Hong_Kong_(October_2020).html -
Date: 2020-10-12
... 19 January 2004 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, United States Executive Order 13224 & United Nations Security Council Resolution...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular190104.html -
Date: 2017-06-23
[PDF]
FTAHK.pdf
... become commonplace THESE AGENTS OF CHANGE ARE HAVING A GREATER IMPACT ON THE INSURANCE INDUSTRY THAN AT ANY TIME IN OUR LIVES Copyright © 2019 Deloitte Development LLC. All rights reserved.3 OUR EVERYDAY INTERACTIONS ARE FRAMING WHAT WE BELIEVE THE EXPERIENCE SHOULD BE ACROSS THE INSURANCE CUSTOMER...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/FTAHK.pdf -
Date: 2019-06-06