... the Guideline for the full context) Overall on Section 4 [Please select] [Please explain] Is there delegation of functions by the Board?; Is the Risk Committee set up?; Are the roles and responsibilities of parties in risk governance defined and communicated? [Please select] [Please explain] [Please...

..., promotions or incentives set out in paragraph 6.1 above  to  an  insurance  broker, Member  Companies  should  ensure  they  do  not  create  a  conflict  of  interest in the duty that insurance broker owes to the policyholder (or potential policyholder).    7. Insurance Intermediaries    Insurance...

... Financial Needs Analysis (“FNA”) form, provided that such forms are in compliance with the requirements as set out in the latest version of the Initiative on Financial Needs Analysis (effective from 1 January 2016), Members may wish to refer to the said requirements when developing their forms or...

... embargo set out in paragraph 2 of Security Council resolution 2253 (2015) adopted under Chapter VII of the Charter of the United Nations. A. Individuals associated with ISIL (Da’esh) and Al-Qaida QDi.403 Name: 1: FARED 2: SAAL 3: na 4: na Title: na Designation: na DOB: 18 Feb. 1989 POB: Bonn, Germany Good...

... arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) adopted under Chapter VII of the Charter of the United Nations: A. Individual associated with ISIL (Daesh) and Al-Qaida QDi.398 Name: 1: RUSTAM 2: MAGOMEDOVICH 3: ASELDEROV 4: na Name (original script): Title: na...

... after the point of sale; (c) reducing the risk of sales which are not appropriate to customers’ needs; (d) ensuring that any advice given is of a high quality; and 3 (e) managing the reasonable expectations of customers. 3.4 This Guideline aims to set out the proper standards of conduct and business...

..., have reached the following understanding: I. Definitions 2. For the purposes of this Memorandum, the terms set out below have the assigned meanings unless the context requires otherwise: (a) “Authority” means: (i) For the Hong Kong Special Administrative Region, the Insurance Authority (IA) (ii) For...

..., have reached the following understanding: I. Definitions 2. For the purposes of this Memorandum, the terms set out below have the assigned meanings unless the context requires otherwise: (a) “Authority” means: (i) For the Hong Kong Special Administrative Region, the Insurance Authority (IA) (ii) For...

..., have reached the following understanding: I. Definitions 2. For the purposes of this Memorandum, the terms set out below have the assigned meanings unless the context requires otherwise: (a) “Authority” means: (i) For the Hong Kong Special Administrative Region, the Insurance Authority (IA) (ii) For...