... consideration. The relevant Forms1 for seeking approval/no objection or notification of any changes of or in the particulars of such persons are set out in Schedules 2, 4, 5 and 6 to the Ordinance. The IA’s Powers of Approval, Revocation of Approval, or Objection in respect of Proposed Appointments or...

... Brokers, The Professional Insurance Brokers Association, and the Insurance Agents Registration Board set up by The Hong Kong Federation of Insurers. A n n u a l R e p o r t 2 0 1 8 - 1 9 5 CEO’s Message investigation, hearing and appeal stages will ensure that complainants and regulated persons are...

... Brokers, The Professional Insurance Brokers Association, and the Insurance Agents Registration Board set up by The Hong Kong Federation of Insurers. A n n u a l R e p o r t 2 0 1 8 - 1 9 5 CEO’s Message investigation, hearing and appeal stages will ensure that complainants and regulated persons are...

... Brokers, The Professional Insurance Brokers Association, and the Insurance Agents Registration Board set up by The Hong Kong Federation of Insurers. A n n u a l R e p o r t 2 0 1 8 - 1 9 5 CEO’s Message investigation, hearing and appeal stages will ensure that complainants and regulated persons are...

... PCR should be set at a confidence level calculated using 99.5% value-at-risk (“VaR”) over a one-year period. 3 8. There is general agreement with the total balance sheet approach for the measurement of risks, as well as the establishment of the two explicit solvency control levels. 9. In respect of...

... Here in Hong Kong, the Green and Sustainable Finance Cross-Agency Steering Group was set up in May 20201 to coordinate on these issues in the financial sector, while supporting international initiatives and alignment. The challenges we face are enormous. But with immense challenges also comes immense...

... the Guideline for the full context) Overall on Section 4 [Please select] [Please explain] Is there delegation of functions by the Board?; Is the Risk Committee set up?; Are the roles and responsibilities of parties in risk governance defined and communicated? [Please select] [Please explain] [Please...

..., promotions or incentives set out in paragraph 6.1 above  to  an  insurance  broker, Member  Companies  should  ensure  they  do  not  create  a  conflict  of  interest in the duty that insurance broker owes to the policyholder (or potential policyholder).    7. Insurance Intermediaries    Insurance...

... Financial Needs Analysis (“FNA”) form, provided that such forms are in compliance with the requirements as set out in the latest version of the Initiative on Financial Needs Analysis (effective from 1 January 2016), Members may wish to refer to the said requirements when developing their forms or...