...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... through participation in E- learning Activities recognized as Type 1 or 7 Qualified CPD Activities (in aggregate) according to the Interpretation Notes of GL24. Note 2: This activity can also be offered in virtual classroom mode. Note 2A: This activity is conducted in virtual classroom mode only. Note 3...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_T7_CPD.pdf -
Date: 2021-12-06
..., gross and net premiums increased by 3% to $36 billion and 2.1% to $25.3 billion respectively in 2017 compared with 2016, mainly driven by Accident & Health business (comprising Medical business) which recorded a growth in gross premiums from $13 billion to $14.4 billion. The underwriting...
https://www.ia.org.hk/english/infocenter/press_releases/market_performance_of_hong_kong_insurance_industry_for_2017.html -
Date: 2018-03-12
... Presentation – Suspicious Transaction Reports (STR) 4:45pm – 5:00pm Q & A Session To Insurance Authority Email
[email protected] Deadline for enrolment 18 May 2018 (Friday) Name of Company
Type of Company Name of Contact Person Post Telephone No. Seminar 1 * Seminar
2 * 5 Jun 2018 (Tue) 12 Jun 2018 (Tue)
2:30 pm...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180507.pdf -
Date: 2019-02-01
... should be restrictions on the offering of gifts when distributors promote a specific investment product to investors. 1.2. Following the SFC Consultation Conclusions, the SFC amended its Code of Conduct for Persons Licensed by or Registered with the SFC ("SFC Code of Conduct") to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_GN_Gifts_Promo_and_Incentives_v2_1_1_2014_20190823.pdf -
Date: 2019-12-20
... average age of policy holders is 47.5, while the average annualised premiums per policy are around $71,000. Some 36,000 QDAPs worth $2.5 billion were issued in the first quarter of 2020, representing 7.3% of total new office premiums for individual business. New office premiums in respect of...
https://www.ia.org.hk/english/infocenter/press_releases/20200529.html -
Date: 2021-09-03
...%), mainly comprising $412.6 billion from Individual Life and Annuity (Non-Linked) business (decreased by 7.6%), $28.3 billion from Individual Life and Annuity (Linked) business (decreased by 36.5%), as well as $44.5 billion from Retirement Scheme business (increased by 1.3%). The decrease in revenue...
https://www.ia.org.hk/english/infocenter/press_releases/20230310_1.html -
Date: 2023-03-10
... Brokerslink_Conference Belt and Road Initiative (BRI) Clement Cheung Chief Executive Officer Insurance Authority 12 October 2018 1 What is BRI 2 Source: Swiss Re Economic Research & Consulting. What is BRI Five Areas of Connectivity • Policy coordination • Facilities connectivity • Unimpeded trade...
https://www.ia.org.hk/english/infocenter/files/2018_Brokerslink_Conference.pdf -
Date: 2021-12-09