... suitability assessment set out in guidelines or other rules or regulations, the extent of such assessment depends September 2019 Page 26 6.2 Recommendation (a) The regulated advice given by a licensed insurance agent to a client (e.g. advice in relation to the making of an application or proposal for a...

... suitability assessment set out in guidelines or other rules or regulations, the extent of such assessment depends September 2019 Page 26 6.2 Recommendation (a) The regulated advice given by a licensed insurance agent to a client (e.g. advice in relation to the making of an application or proposal for a...

... IA against that individual. Qualified CPD Activities There are 8 types of Qualified CPD Activities as set out in Annex 1 to GL24: Type 1: Approved CPD Activities Type 2: Degree...

... Suitability Assessment, including the completion of the Financial Needs Analysis and Risk Profile Questionnaire - as set out in 4.2 and 4.3 respectively below - of the prospective ILAS applicant is conducted before the recommendation of any ILAS product. The recommended ILAS sales process has been set out in...

... Licensed Insurance Intermediaries Licensed Insurance Agents Types of Licensed Insurance Agents Under section 2 of the Insurance Ordinance (Cap.41) (“IO”), licensed insurance agent means a licensed insurance agency, a licensed...

... GL9 GL9 GUIDELINE ON ACTUARIAL REVIEW OF INSURANCE LIABILITIES IN RESPECT OF EMPLOYEES’ COMPENSATION AND MOTOR INSURANCE BUSINESSES Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Application of this Guideline…………………………….. 1 3. Parameters for the Actuarial Review...

... Regulation Set out licensing, Fit and Proper and conduct requirements Impose disciplinary actions Perform inspection and investigation 17 Regulation of Insurance Intermediaries Licensing Requirement Form 5 or equivalent Individual Licensee - Level 2 in 5 HKDSE subjects Responsible Officer - Bachelor degree...

... Regulation Set out licensing, Fit and Proper and conduct requirements Impose disciplinary actions Perform inspection and investigation 17 Regulation of Insurance Intermediaries Licensing Requirement Form 5 or equivalent Individual Licensee - Level 2 in 5 HKDSE subjects Responsible Officer - Bachelor degree...

... Regulation Set out licensing, Fit and Proper and conduct requirements Impose disciplinary actions Perform inspection and investigation 17 Regulation of Insurance Intermediaries Licensing Requirement Form 5 or equivalent Individual Licensee - Level 2 in 5 HKDSE subjects Responsible Officer - Bachelor degree...