... following two set of rules, which are subsidiary legislation, and is finalizing other codes and guidelines in phases. (a) Insurance (Maximum Number of Authorized Insurers) Rules (b) Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules The IA endeavors to ensure the...

...12 月首次會議上，我很高興看到與會者 踴躍發表意見和分享經驗。其後，我 們在未來專責小組之下，增設三個工 intermediaries by moving from the existing self-regulatory regime to a statutory licensing system, and set out conduct standards to promote higher levels of professionalism among industry practitioners. Maintaining market stability and protecting...

...12 月首次會議上，我很高興看到與會者 踴躍發表意見和分享經驗。其後，我 們在未來專責小組之下，增設三個工 intermediaries by moving from the existing self-regulatory regime to a statutory licensing system, and set out conduct standards to promote higher levels of professionalism among industry practitioners. Maintaining market stability and protecting...

...12 月首次會議上，我很高興看到與會者 踴躍發表意見和分享經驗。其後，我 們在未來專責小組之下，增設三個工 intermediaries by moving from the existing self-regulatory regime to a statutory licensing system, and set out conduct standards to promote higher levels of professionalism among industry practitioners. Maintaining market stability and protecting...

...12 月首次會議上，我很高興看到與會者 踴躍發表意見和分享經驗。其後，我 們在未來專責小組之下，增設三個工 intermediaries by moving from the existing self-regulatory regime to a statutory licensing system, and set out conduct standards to promote higher levels of professionalism among industry practitioners. Maintaining market stability and protecting...

... 5.7 It should be noted that any shares or securities listed on a foreign stock exchange not recognized by the IA (i.e. a foreign stock exchange other than those listed in Annex 3) shall be deemed as unlisted for the purposes of the Rules and must be valued in accordance with the principles set out in...

... consideration. The relevant Forms1 for seeking approval/no objection or notification of any changes of or in the particulars of such persons are set out in Schedules 2, 4, 5 and 6 to the Ordinance. The IA’s Powers of Approval, Revocation of Approval, or Objection in respect of Proposed Appointments or...

... PCR should be set at a confidence level calculated using 99.5% value-at-risk (“VaR”) over a one-year period. 3 8. There is general agreement with the total balance sheet approach for the measurement of risks, as well as the establishment of the two explicit solvency control levels. 9. In respect of...

... Here in Hong Kong, the Green and Sustainable Finance Cross-Agency Steering Group was set up in May 20201 to coordinate on these issues in the financial sector, while supporting international initiatives and alignment. The challenges we face are enormous. But with immense challenges also comes immense...