... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...

... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...

... holding companies and insurance intermediaries in Hong Kong is set out in the Insurance Ordinance. The Insurance Ordinance sets out the requirements for the authorization / designation / licensing, ongoing compliance and reporting obligations of insurers, designated insurance holding companies and...

... and guideline made or issued under the Ordinance and other relevant Ordinances. 1.4 The criteria and matters set out in this Guideline are not intended to be exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the...

... and guideline made or issued under the Ordinance and other relevant Ordinances. 1.4 The criteria and matters set out in this Guideline are not intended to be exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the...

... and guideline made or issued under the Ordinance and other relevant Ordinances. 1.4 The criteria and matters set out in this Guideline are not intended to be exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the...

... and guideline made or issued under the Ordinance and other relevant Ordinances. 1.4 The criteria and matters set out in this Guideline are not intended to be exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the...

... out a set of temporary facilitative measures, which will last until 30 April 2023. Insurers and intermediaries may dispense with the need to conduct a Financial Needs Analysis in the selling process of a Qualifying Deferred Annuity Policy (QDAP), provided that they have duly performed...

... Professional Development for Licensed Insurance Intermediaries (GL24) We have today issued a set of Interpretation Notes relating to the Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (GL24), which can be downloaded from the website of the Insurance Authority (“IA”). The...