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⏭... Financial Needs Analysis (“FNA”) form, provided that such forms are in compliance with the requirements as set out in the latest version of the Initiative on Financial Needs Analysis (effective from 1 January 2016), Members may wish to refer to the said requirements when developing their forms or...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20170831.pdf
... arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) adopted under Chapter VII of the Charter of the United Nations: A. Individual associated with ISIL (Daesh) and Al-Qaida QDi.398 Name: 1: RUSTAM 2: MAGOMEDOVICH 3: ASELDEROV 4: na Name (original script): Title: na...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170831.pdf -
Date: 2018-01-15
... key areas are drawn to their attention. Such letter should also set out the means for the customer to contact the Member Company for any disagreement on the points set out. The sample notification letter is provided in Appendix F2. Page 7 of 54 (effective no later than 1 January 2015) 8) At the end of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
... information about the currently available Qualified CPD Activities? A9: There are 8 types of Qualified CPD Activities which an individual licensee can participate in order to earn CPD hours. The 8 types of Qualified CPD Activities are set out in Annex 1 to GL24. For details of the available Type 1 Qualified...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-12-06
... of Qualified CPD Activities which an individual licensee can participate in order to earn CPD hours. The 8 types of Qualified CPD Activities are set out in Annex 1 to GL24. For details of the available Type 1 Qualified CPD Activities, please refer to the List of Currently Approved Type 1 Qualified...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-05-06
... information about the currently available Qualified CPD Activities? A9: There are 8 types of Qualified CPD Activities which an individual licensee can participate in order to earn CPD hours. The 8 types of Qualified CPD Activities are set out in Annex 1 to GL24. For details of the available Type 1 Qualified...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2022-05-19
[PDF]
GL19.pdf
... time if the IA is of the view that: (a) the policy concerned does not or will no longer comply with any of the criteria set out in Annex A; or (b) the continued availability of the QDAP would adversely affect the interests of policy holders or potential policy holders. 4 6. Other Requirements 6.1...
https://www.ia.org.hk/english/legislative_framework/files/GL19.pdf -
Date: 2020-09-24
[PDF]
GL19.pdf
... time if the IA is of the view that: (a) the policy concerned does not or will no longer comply with any of the criteria set out in Annex A; or (b) the continued availability of the QDAP would adversely affect the interests of policy holders or potential policy holders. 4 6. Other Requirements 6.1...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL19.pdf -
Date: 2019-11-29