... Practice 7.1) to disclose to a client with respect to remuneration received from an insurer for arranging an insurance policy with the insurer on behalf of the client1. 3. This Practice Note does not have the force of law and should not be interpreted in a way that would override the provision of any law....
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-01
... Practice 7.1) to disclose to a client with respect to remuneration received from an insurer for arranging an insurance policy with the insurer on behalf of the client1. 3. This Practice Note does not have the force of law and should not be interpreted in a way that would override the provision of any law....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-24
... Microsoft Word - Q&A_FNA_Dec2016 (as at 12 December 2016) - 1 - Questions and Answers on ‘Initiative on Financial Needs Analysis’ (“FNA”) Disclaimer: The list of questions and answers are for reference only. Members are advised to consult their own legal counsel as necessary....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_FAQ_Initiatives_on_FNA_v3_12_12_2016_20190823.pdf -
Date: 2019-12-20
... Chief Executive Officer of the Insurance Authority elected to serve on the Executive Committee of the International Association of Insurance Supervisors 20 February 2019 The International Association of Insurance Supervisors (IAIS) announced...
https://www.ia.org.hk/english/infocenter/press_releases/20190220.html -
Date: 2019-02-20
... of funds or taking additional measures to mitigate the risk of money laundering or terrorist financing. Guideline 3 on Anti- Money Laundering and Counter-Terrorist financing2 (“Guideline 3”) issued by the IA pursuant to section 7 of AMLO required a financial institution to take reasonable measures to...
https://www.ia.org.hk/english/infocenter/press_releases/files/Statement_of_Disciplinary_Action_20220131.pdf -
Date: 2022-01-31
...) of the Code of Conduct for Licensed Insurance Brokers (“Code of Conduct”) provides that a licensed insurance broker company should enter into an agreement with a client, setting out in writing the terms and conditions of business on which the licensed insurance broker will carry on regulated...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-06-15
...) of the Code of Conduct for Licensed Insurance Brokers (“Code of Conduct”) provides that a licensed insurance broker company should enter into an agreement with a client, setting out in writing the terms and conditions of business on which the licensed insurance broker will carry on regulated...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-12-21
... Insurance Authority ANNUAL REPORT 2018–19 CONTENTS 2 CHAIRMAN’S MESSAGE 4 CEO’S MESSAGE 6 ABOUT THE INSURANCE AUTHORITY 8 CORPORATE GOVERNANCE 21 HIGHLIGHTS OF THE YEAR OPERATIONAL REVIEW 24 Market Overview 28 Supervision of Insurers 33 Market Development 42 Regulation of Insurance Intermediaries...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf -
Date: 2021-12-14
... Insurance Authority ANNUAL REPORT 2018–19 CONTENTS 2 CHAIRMAN’S MESSAGE 4 CEO’S MESSAGE 6 ABOUT THE INSURANCE AUTHORITY 8 CORPORATE GOVERNANCE 21 HIGHLIGHTS OF THE YEAR OPERATIONAL REVIEW 24 Market Overview 28 Supervision of Insurers 33 Market Development 42 Regulation of Insurance Intermediaries...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf -
Date: 2022-05-24
... Insurance Authority ANNUAL REPORT 2018–19 CONTENTS 2 CHAIRMAN’S MESSAGE 4 CEO’S MESSAGE 6 ABOUT THE INSURANCE AUTHORITY 8 CORPORATE GOVERNANCE 21 HIGHLIGHTS OF THE YEAR OPERATIONAL REVIEW 24 Market Overview 28 Supervision of Insurers 33 Market Development 42 Regulation of Insurance Intermediaries...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf -
Date: 2020-06-23