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⏭... Insurance Companies Ordinance (Chapter 41) GUIDELINE ON MINIMUM REQUIREMENTS FOR INSURANCE BROKERS Insurance Authority Contents Page 1. Introduction 1 2. Authorization/Approval of Insurance Brokers/Bodies of Insurance Brokers 4 3. Minimum Requirements for compliance by Insurance Brokers and...
https://www.ia.org.hk/english/legislative_framework/files/guideline_on_mininum_requirements_for_insurance_brokers_eng.pdf -
Date: 2020-09-24
[HTML]
Insurance Authority to commence direct regulation over insurance intermediaries on 23 September 2019
... Insurance Authority to commence direct regulation over insurance intermediaries on 23 September 2019 14 May 2019 The Government has appointed 23 September 2019 as the date on which the Insurance Authority (IA) will take over from the three...
https://www.ia.org.hk/english/infocenter/press_releases/20190514.html -
Date: 2019-09-23
... Practice - A medical check-up or a free consultancy? The Insurance Authority’s on-site inspections of licensed insurance broker companies May 2023 In our circular of 30 November 2022, the Insurance Authority (“IA”) published its common...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Article_01).html -
Date: 2023-05-12
... input on the level of sanction required to deter specific types of misconduct and serving as a valuable source of market intelligence. As we move into the second year of the new regulatory regime for licensed insurance intermediaries, now that the architecture of the IA’s disciplinary process is in...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf -
Date: 2021-12-14
... input on the level of sanction required to deter specific types of misconduct and serving as a valuable source of market intelligence. As we move into the second year of the new regulatory regime for licensed insurance intermediaries, now that the architecture of the IA’s disciplinary process is in...
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf -
Date: 2022-05-24
[PDF]
iaismmou.pdf
... consultation with IAIS Members and Observers. This publication is available on the IAIS website (www.iaisweb.org). © International Association of Insurance Supervisors 2007. All rights reserved. Brief excerpts may be reproduced or translated provided the source is stated. http://www.iaisweb.org/ IAIS...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-09-28
[PDF]
iaismmou.pdf
... consultation with IAIS Members and Observers. This publication is available on the IAIS website (www.iaisweb.org). © International Association of Insurance Supervisors 2007. All rights reserved. Brief excerpts may be reproduced or translated provided the source is stated. http://www.iaisweb.org/ IAIS...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-11-01
[PDF]
iaismmou.pdf
... consultation with IAIS Members and Observers. This publication is available on the IAIS website (www.iaisweb.org). © International Association of Insurance Supervisors 2007. All rights reserved. Brief excerpts may be reproduced or translated provided the source is stated. http://www.iaisweb.org/ IAIS...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-09-01
[PDF]
iaismmou.pdf
... consultation with IAIS Members and Observers. This publication is available on the IAIS website (www.iaisweb.org). © International Association of Insurance Supervisors 2007. All rights reserved. Brief excerpts may be reproduced or translated provided the source is stated. http://www.iaisweb.org/ IAIS...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-06-19
[PDF]
GL17.pdf
...: (a) the process related to the generation, mitigation and management of any residual risk emerging from the dismantling of the SPE; - 12 - (b) the process on the share buy-back and disposal of the investment portfolio, if any; and (c) any residual risks that will revert to the sponsor/insurer on...
https://www.ia.org.hk/english/legislative_framework/files/GL17.pdf -
Date: 2020-09-24