... as part of the deliberative, investigative, internal or analytical process of the requesting Authority, which may be retained. VI. Consultations and Waiver 25. The Authorities will keep the operation of this Memorandum under continuous review and consult with a view to improving its operation and...

... information. VI. Consultation and Waiver 28. The IA and the OIC keep the operation of this Memorandum under continuous review and consult with a view to improving its operation and resolving any matters. In particular, an Authority will consult the other Authority upon request in the event of: (a) a request...

... function concerned. The initial contact persons are set out in Annex A. Annex A may be amended by written notice from either party. 10 EFFECTIVE DATE AND TERMINATION 10.1 The parties hereto agree to keep the operation of this MoU under review and to consult each other with a view to improving its operation...

... feedback received on the Agents’ Code was also relevant to the Brokers’ Code and vice versa. Certain amendments to both codes have resulted from this cross-over in feedback. This has ensured the codes are as aligned as possible, but as different as necessary in view of the different roles which licensed...

... feedback received on the Agents’ Code was also relevant to the Brokers’ Code and vice versa. Certain amendments to both codes have resulted from this cross-over in feedback. This has ensured the codes are as aligned as possible, but as different as necessary in view of the different roles which licensed...

... should consider it? Young people wi th l imi ted financial means; individuals who have high protection needs for a period of time or who are looking solely for protection and have other financial plans Individuals in a strong financial s i t ua t i on w ho wa n t b o t h protection and long-term savings...

... Guideline would not by itself render an authorized insurer or a licensed insurance intermediary liable to judicial or other proceedings. A non-compliance may, however, for example reflect on the IA’s view of the continued fitness and properness of (i) the directors, controllers and key persons in relevant...

... Guideline would not by itself render an authorized insurer or a licensed insurance intermediary liable to judicial or other proceedings. A non-compliance may, however, for example reflect on the IA’s view of the continued fitness and properness of (i) the directors, controllers and key persons in relevant...

... complainant may assert that, despite being informed of the medical condition, the licensed insurance intermediary (for whatever reason) took the view that the condition did not need to be disclosed (because, for example, the intermediary took the view that the medical condition was not sufficiently serious or...

... the HKFI Code (which covers many additional topics) do not need to be included in the Rules since the Rules have a much more specific coverage. One example is that whilst there are references in the HKFI Code to “Restricted Scope Travel Business”, there is no need, in the IA’s view, to refer to...