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IA_MA_MoU.pdf
... inform the IA of any material changes to the plans as soon as reasonably practicable. 29. The IA may carry out inspection under the IO in relation to a business of a regulated activity carried on by an AI, when the IA considers it necessary to do so. Should these circumstances arise, the IA will consult...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2021-09-01
[PDF]
IA_MA_MoU.pdf
... inform the IA of any material changes to the plans as soon as reasonably practicable. 29. The IA may carry out inspection under the IO in relation to a business of a regulated activity carried on by an AI, when the IA considers it necessary to do so. Should these circumstances arise, the IA will consult...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2020-06-19
[DOC]
sn-p&p-2013.doc
... How It Arises 3.1.5 When Is It Needed? 3.1.6 Assignment 3.2 Utmost Good Faith 3/4 3.2.1 Ordinary Good Faith 3.2.2 Utmost Good Faith 3.2.3 Material Fact 3.2.4 When to Disclose Material Facts 3.2.5 Types of Breach of Utmost Good Faith 3.2.6 Remedies for Breach of Utmost Good Faith 3.3 Proximate Cause 3...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-p&p-2013.doc -
Date: 2019-12-02
[PDF]
sn-p&p-2013.pdf
... 3/1 3.1.1 Definition 3.1.2 Importance of Insurable Interest 3.1.3 Its Essential Criteria 3.1.4 How It Arises 3.1.5 When Is It Needed? 3.1.6 Assignment iii 3.2 Utmost Good Faith 3/4 3.2.1 Ordinary Good Faith 3.2.2 Utmost Good Faith 3.2.3 Material Fact 3.2.4 When to Disclose Material Facts 3.2.5 Types...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-p&p-2013.pdf -
Date: 2019-12-02
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
... insurance broker company. 2.2. This Guideline applies when the IA is considering whether to impose a pecuniary penalty on a person who is, or was at the material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29