... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...

... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...

... relevant Forms1 for seeking approval/no objection or notification of any changes of or in the particulars of such persons are set out in Schedules 2, 4, 5 and 6 to the Ordinance. The IA’s Powers of Approval, Revocation of Approval, or Objection in respect of Proposed Appointments or Appointments 2.13 Under...

... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...

... facilitate those who wish to make an application for authorization to carry on insurance business in or from Hong Kong. It attempts to set out the information and documents required for the Insurance Authority (“IA”) to process the application. Each application will be considered according to its own...

... facilitate those who wish to make an application for authorization to carry on insurance business in or from Hong Kong. It attempts to set out the information and documents required for the Insurance Authority (“IA”) to process the application. Each application will be considered according to its own...

... involving industry representatives has been set up to collate comments and inputs from the industry. We will launch industry and public consultation on over a dozen sets of rules, codes and guidelines by phases in the second half of this year. Second, we are helping the Financial Services and the Treasury...

... 2021 (in addition to completing the CPD hours for the Second CPD Assessment Period); and (c) Each individual licensee is required to report his or her CPD compliance for the First and Second CPD Assessment Periods no later than 30 September 2021. The purpose of this circular is to set out the reporting...

... involving industry representatives has been set up to collate comments and inputs from the industry. We will launch industry and public consultation on over a dozen sets of rules, codes and guidelines by phases in the second half of this year. Second, we are helping the Financial Services and the Treasury...