... Framework”) I. Compliance with the CPD Requirements: Q1 – Q3 II. Reporting of CPD Compliance Records: Q4 – Q5 III. Imposition and Settlement of Pecuniary Fine: Q6 - Q7 IV. Waiver/Reduction of Penalty: Q8 V. Suspension or Revocation of Licence: Q9 – Q10 VI. Failure to submit or late in submitting the...

... Insurance Broker:          Position held:          Business Address:          Residential Address:          Telephone No.: (Business) (Residence)          Hong Kong Identity Card No: Passport No.:          Nationality: Acquired by:  Birth  Naturalization Attained Education Standard of Form 5 or equivalent...

... of Insurance Broker: Position held: Business Address: Residential Address: Telephone No.: (Business) (Residence) Hong Kong Identity Card No: Passport No.: Nationality: Acquired by:  Birth  Naturalization Attained Education Standard of Form 5 or equivalent:  Yes #  No # Please attach a copy of the...

... Insurance Broker:          Position held:          Business Address:          Residential Address:          Telephone No.: (Business) (Residence)          Hong Kong Identity Card No: Passport No.:          Nationality: Acquired by:  Birth  Naturalization Attained Education Standard of Form 5 or equivalent...

... of Insurance Broker: Position held: Business Address: Residential Address: Telephone No.: (Business) (Residence) Hong Kong Identity Card No: Passport No.: Nationality: Acquired by:  Birth  Naturalization Attained Education Standard of Form 5 or equivalent:  Yes #  No # Please attach a copy of the...

... Insurance Broker:          Position held:          Business Address:          Residential Address:          Telephone No.: (Business) (Residence)          Hong Kong Identity Card No: Passport No.:          Nationality: Acquired by:  Birth  Naturalization Attained Education Standard of Form 5 or equivalent...

... of Insurance Broker: Position held: Business Address: Residential Address: Telephone No.: (Business) (Residence) Hong Kong Identity Card No: Passport No.: Nationality: Acquired by:  Birth  Naturalization Attained Education Standard of Form 5 or equivalent:  Yes #  No # Please attach a copy of the...

... insurance agency appoints a TR to carry on regulated activities in one or more lines of business, the agency must notify the IA in writing of the intended appointment. iii) Within 14 days after the date on which a licensed insurance agency terminates the appointment of a TR, the agency must notify the IA in...