... Period; and (b) the CPD (or similar) requirements in (a) should be no less than the annual CPD requirements as set out in paragraph 3.1 of this Guideline. 20. In order to be considered to have satisfied the annual CPD requirements for the Assessment Period, the individual licensee should be a holder of...

... Period; and (b) the CPD (or similar) requirements in (a) should be no less than the annual CPD requirements as set out in paragraph 3.1 of this Guideline. 20. In order to be considered to have satisfied the annual CPD requirements for the Assessment Period, the individual licensee should be a holder of...

... for the insurance industry in Hong Kong. The result would form the basis for the IA to finalize the set of rules on Pillar 1 capital requirement after which a consultation process is expected to be carried out in 2020. Your participation is therefore essential in the finalization of the RBC regime...

... Consultation Conclusions on: (1) Draft Guideline on Fit and Proper Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) and (2) Draft Guideline on Continuing Professional Development for Licensed Insurance Intermediaries July 2019 Contents Executive Summary 1...

... or for personal gain in such case. 5. Confidentiality 5.1 The IA will make every effort to keep the Whistleblower’s identity confidential. In order not to jeopardize the investigation, the Whistleblower is also required to keep confidential the fact that he or she has filed a report, the nature of...

... Common Types of Misconduct and the corresponding Starting Point of Disciplinary Action Guidelines on Disciplinary Actions (Effective on 1 July 2015) 紀律行動指引（於 2015 年 7 月 1 日起生效） Common types of misconduct 常見違規行為類別 Max. disciplinary action (period of term. of Reg.) 最高紀律行動（撤銷登記時間） In breach of 違反...