...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

...$ per month or ii. In the following range: a) less than HK$4,000 b) HK$4,001 - HK$9,999 c) HK$10,000 - HK$19,999 d) HK$20,000 - HK$49,999 e) HK$50,000 - HK$100,000 f) over HK$100,000. b. What is your approximate current accumulative amount of liquid assets? Please specify type and amount: Type : [HK...

... Premiums 14,716.7 5,262.8 56.8 1,152.1 918.9 4,729.3 8,528.2 1,639.3 153.4 546.5 37,704.0 未滿期保費調整 Unearned Premiums Adjustment 405.0 290.0 5.9 (15.9) (12.9) 88.5 244.6 65.1 (0.4) 51.0 1,120.9 滿期保費 Earned Premiums 14,311.7 4,972.8 50.9 1,168.0 931.8 4,640.8 8,283.6 1,574.2 153.8 495.5 36,583.1 須付的佣金...

... 214,109 100,931 100,955 12 12 90,681 68,655 2,318 2,259 - - - - 518,670 409,084 - - - - - - 1,068 679 - - - - 1,068 679 - - - - 4,396 2,824 - - - - - - 207,984 147,759 169,871 149,790 847 101 50,067 21,478 3,556 1,010 - - - - 706,354 387,973 - - - - 26 26 - - - - - - 6,680 4,569 115,561 10,234 - - 89...

... 2018 2014 2015 2016 2017 2018 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 49.3 81.0 69.5 88.1 88.1 (7.9) 24.8 47.4 37.6 36.3 36.9 37.7 40.5 34.8 50.7 0.5 0.7 (0.1) 2.5 2.6 0.0 0.0 1.5 3.0 4.8 0.0 0.0 0.0 0.0 0.1 29.0 45.6 42.2 37.5 28.5 7.0 9.3 11.3 4.5 2.9 17.1 9.4 13.7 14.1...

... Natural Person: – To obtain all the following identification information:- (a) full name; (b) date of birth; (c) nationality; (d) unique identification number and document type; and (e) residential address – To verify the identity by reference to documents, for example:- (a) Hong Kong identity card or...

... Natural Person: – To obtain all the following identification information:- (a) full name; (b) date of birth; (c) nationality; (d) unique identification number and document type; and (e) residential address – To verify the identity by reference to documents, for example:- (a) Hong Kong identity card or...

... Natural Person: – To obtain all the following identification information:- (a) full name; (b) date of birth; (c) nationality; (d) unique identification number and document type; and (e) residential address – To verify the identity by reference to documents, for example:- (a) Hong Kong identity card or...

... appropriate for adopting the TFM. 1 The upfront disclosure should include, where applicable, objective(s); type and nature of the policy; target benefit period; payment period; level of premiums payable; prominent warning to the customer concerning affordability of the policy during the entire premium payment...

... appropriate for adopting the TFM. 1 The upfront disclosure should include, where applicable, objective(s); type and nature of the policy; target benefit period; payment period; level of premiums payable; prominent warning to the customer concerning affordability of the policy during the entire premium payment...