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iaismmou.pdf
... any information regarded as confidential by the domestic Applicable Law in the jurisdictions of Signatory Authorities. 1 Reference is made to Art. 6 No. 2 b) of the IAIS By-Laws IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU) 15 February 2007, Revised...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-11-01
[PDF]
iaismmou.pdf
... any information regarded as confidential by the domestic Applicable Law in the jurisdictions of Signatory Authorities. 1 Reference is made to Art. 6 No. 2 b) of the IAIS By-Laws IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU) 15 February 2007, Revised...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-09-01
[PDF]
iaismmou.pdf
... any information regarded as confidential by the domestic Applicable Law in the jurisdictions of Signatory Authorities. 1 Reference is made to Art. 6 No. 2 b) of the IAIS By-Laws IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange (IAIS MMoU) 15 February 2007, Revised...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-06-19
[PDF]
GL26_English.pdf
... GL15. 9 6. The RPQ Process 6.1 The objective of the RPQ process is for an assessment of a customer’s investment risk appetite, and to determine if a particular ILAS product and its underlying investment choices are suitable for the customer, before making a recommendation. Authorized insurers and...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf -
Date: 2020-09-24
[PDF]
GL26_English.pdf
... GL15. 9 6. The RPQ Process 6.1 The objective of the RPQ process is for an assessment of a customer’s investment risk appetite, and to determine if a particular ILAS product and its underlying investment choices are suitable for the customer, before making a recommendation. Authorized insurers and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf -
Date: 2020-06-24
[PDF]
ILAS_Products.pdf
... GL15. 9 6. The RPQ Process 6.1 The objective of the RPQ process is for an assessment of a customer’s investment risk appetite, and to determine if a particular ILAS product and its underlying investment choices are suitable for the customer, before making a recommendation. Authorized insurers and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/ILAS_Products.pdf -
Date: 2020-06-24
[PDF]
GL26.pdf
... GL15. 9 6. The RPQ Process 6.1 The objective of the RPQ process is for an assessment of a customer’s investment risk appetite, and to determine if a particular ILAS product and its underlying investment choices are suitable for the customer, before making a recommendation. Authorized insurers and...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL26.pdf -
Date: 2019-11-29
... circumstances 1.6 – 1.7: Not exhaustive list of means But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter One: Relevant legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2021-11-12
... circumstances 1.6 – 1.7: Not exhaustive list of means But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter One: Relevant legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2022-04-27
... circumstances 1.6 – 1.7: Not exhaustive list of means But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter One: Relevant legislation...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2019-11-05