... Ordinance” (Cap 41) to carry on Class C business in or from Hong Kong can underwrite investment-linked long term insurance policies. -  -  -  - 1/4 Representative Examination Questions The examination will consist of 80 multiple-choice questions. The majority of the questions will be very straightforward...

... GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority November 2018 Contents Page Chapter 1 Overview ..................

... Appendix A GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority June 2017March 2018 Contents Page Chapter 1 Overvie...

... 指引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 2018 年 11 月 目錄 頁數 第 1 章 概覽 ...................................................................................... 1 第 2 章 風險為本方法 ..................................................................... 8 第 3 章 打擊洗錢及恐怖分子...

...委任另一機構（「獲委任機構」），例如基金 經理、受託人、管理人、過戶代理、過戶登記處或保管人 執行客戶盡職審查。如負責執行盡職審查的有關人士(投資 公司34或獲委任機構)屬附表2第4(3)(d)條所載列的任何機 34 如管治法律或可執行的監管規定要求投資公司執行盡職審查，及投資公司在法律許可下委派 80 構類別，金融機構可對該投資公司進行簡化盡職審查，只 要其信納該投資公司已保證設有可靠的制度及管控措施， 並以按照與附表2所載列相類似的規定對相關投資者執行 盡職審查（包括識別及核實身分）。 4.10.12 為免生疑問，如投資公司或獲委任機構均不屬附表2第 4(3)(d)條所載列的任何機構類別...

... Long Term Study Notes Insurance Intermediaries Quality Assurance Scheme Long Term Insurance Examination Study Notes 2017 Edition i PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Long Term Insurance Examination. The Examination will be ba...

... Insurance Intermediaries Quality Assurance Scheme Long Term Insurance Examination Study Notes 2016 Edition PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Long Term Insurance Examination. The Examination will be based upon these Notes. A...

... IIQE - Long Term Insurance Examination Study Notes (2016 Edition) Insurance Intermediaries Quality Assurance Scheme Long Term Insurance Examination Study Notes 2016 Edition i PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Long Term Insur...

... Insurance Intermediaries Quality Assurance Scheme Long Term Insurance Examination Study Notes 2017 Edition 1 Study Notes for Long Term Insurance Examination Update Renaming of The Insurance Claims Complaints Bureau The Insurance Claims Complaints Bureau (‘ICCB’) has been renamed The Insurance Compl...

... erection of bridges to building construction and a host of other projects, are encouraged and made possible partly because insurance is available. - o - o - o - Representative Examination Questions The examination will consist of 80 multiple-choice questions. The majority of the questions will be very...