... FRs will use their best endeavours to follow the arrangements set out in this MOU in a manner consistent with their respective regulatory regimes, in recognition of the institution-based approach which has been adopted for the regulation of regulated persons. 2.4 This MOU is subject to, and does not...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-09-28
... FRs will use their best endeavours to follow the arrangements set out in this MOU in a manner consistent with their respective regulatory regimes, in recognition of the institution-based approach which has been adopted for the regulation of regulated persons. 2.4 This MOU is subject to, and does not...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-11-01
... FRs will use their best endeavours to follow the arrangements set out in this MOU in a manner consistent with their respective regulatory regimes, in recognition of the institution-based approach which has been adopted for the regulation of regulated persons. 2.4 This MOU is subject to, and does not...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-09-01
... FRs will use their best endeavours to follow the arrangements set out in this MOU in a manner consistent with their respective regulatory regimes, in recognition of the institution-based approach which has been adopted for the regulation of regulated persons. 2.4 This MOU is subject to, and does not...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-06-19
... detailed set of appropriate conduct procedures for agents which can best suit their models or operational needs. The IA will set out product-specific requirements in guidelines or other regulatory instruments when considered necessary. As regards the comments concerning telemarketing or online sales, the...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-03
... detailed set of appropriate conduct procedures for agents which can best suit their models or operational needs. The IA will set out product-specific requirements in guidelines or other regulatory instruments when considered necessary. As regards the comments concerning telemarketing or online sales, the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Agents_Code_Eng.pdf -
Date: 2019-09-10
... support of the principle-based approach. The principle-based approach gives insurance brokers the flexibility in formulating a detailed set of appropriate conduct procedures which can best suit their business models or operational needs. The IA will set out product- specific requirements in guidelines or...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... support of the principle-based approach. The principle-based approach gives insurance brokers the flexibility in formulating a detailed set of appropriate conduct procedures which can best suit their business models or operational needs. The IA will set out product- specific requirements in guidelines or...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... Regulation of Insurance Intermediaries Code of Conduct General Principles: GP 1 - Honesty and Integrity GP 2 - Acting Fairly and in the Client’s Best Interests (Agents); Acting in the Best Interests of Clients and Treating Clients Fairly (Brokers) GP 3 - Exercising Care, Skill and Diligence GP 4 - Competence...
https://www.ia.org.hk/english/infocenter/files/20191011_VTC_Summit_2019.pdf -
Date: 2021-12-09
... countries in the world. The best financial, construction, engineering and project management expertise is needed to make these projects work. Insurance and risk management also have a fundamental role to play. To put it simply, with infrastructural development, no plans can be made, no designs can be drawn...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2018.pdf -
Date: 2021-12-09