... Schedule 2 of AMLO. 4.20.3: consider – a. membership of a regional group on AML/CTF; b. FATF’s mutual evaluation reports; c. FATF’s published lists; and d. guidance provided under 4.15 4.20.4: record of assessment 40 Office of the Commissioner of Insurance The Government of the Hong Kong Special...

... Chief Executive Steps to conduct IRA 40 Document Risk Assessment Process Keep IRA results up-to-date 4 • II should conduct IRA every 2 years and upon trigger events* which are material to the II’s business and risk exposure *e.g. acquisition of new customer segments, or launch of new product, services...

... monthly premium for the entire term of the insurance policy/investment plan in (c) above? (tick one) i) <10% ii) 10% - 20% iii) 21% - 30% iv) 31% - 40% v) 41% - 50% vi) >50% e. In considering your ability to make payments, what are your sources of funds? (tick one or more) i) salary ii) income iii...

... disposable income would you be able to use to pay your monthly premium for the entire term of the insurance policy/investment plan in (c) above? (tick one) i) <10% ii) 10% - 20% iii) 21% - 30% iv) 31% - 40% v) 41% - 50% vi) >50% e. In considering your ability to make payments, what are your sources of funds...

...% - 20% iii) 21% - 30% iv) 31% - 40% v) 41% - 50% vi) >50% e. In considering your ability to make payments, what are your sources of funds? (tick one or more) i) salary ii) income iii) savings iv) investments v) others (Please specify __________________________) (effective 1 January 2016) 5. Based on...

... > Premium threshold per policyholder Face-to-face verification 40 8. Customer due diligence performed by an insurance intermediary Key AML/CFT Considerations – Expectation, Good Practices and Alerts Good Practice Company For banassurance business, Good Practice Company requires a technical representative of...

... employees of the company) who will manage the business of the company in Hong Kong. 40. Copies of any report or investigation in respect of the company produced within the last three years by any supervisory authority or governmental agency. 41. Copies of the latest accounts of any corporate controller of...

... respective percentages underwritten by them. 39. Copies or drafts of any agreements which the company will have with persons (other than employees of the company) who will manage the business of the company in Hong Kong. 40. Copies of any report or investigation in respect of the company produced within the...