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e-ppt20141013-01.pdf
... Characteristics of an effective AML/CFT System Characteristics of an effective AML/CFT System Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 October 2014 1 Disclaimer • This part of presentation aims to raise the audience’s awareness of the characteristics of an effective AML...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20141013-01.pdf
... Characteristics of an effective AML/CFT System Characteristics of an effective AML/CFT System Dickson Chui Senior Manager (Enforcement) – Anti-Money Laundering 9 October 2014 1 Disclaimer • This part of presentation aims to raise the audience’s awareness of the characteristics of an effective AML...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20141013-01.pdf -
Date: 2019-11-05
[PDF]
ppt20161201-1.pdf
... review How to Monitor? 23 23 • Scale • Demonstrate effectiveness • Adequate with respect to the company’s size / activities / risk • Electronic system a must ? How to Monitor? Dedicated automatic transaction monitoring system / System generated exception reports Manual incident report/log 24 24 How to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2021-11-12
[PDF]
ppt20161201-1.pdf
... review How to Monitor? 23 23 • Scale • Demonstrate effectiveness • Adequate with respect to the company’s size / activities / risk • Electronic system a must ? How to Monitor? Dedicated automatic transaction monitoring system / System generated exception reports Manual incident report/log 24 24 How to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2022-04-27
[PDF]
ppt20161201-1.pdf
... review How to Monitor? 23 23 • Scale • Demonstrate effectiveness • Adequate with respect to the company’s size / activities / risk • Electronic system a must ? How to Monitor? Dedicated automatic transaction monitoring system / System generated exception reports Manual incident report/log 24 24 How to...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20161201-1.pdf -
Date: 2019-11-05
... updated our anti-money laundering/counter-financing of terrorism system (“AML/CFT System”); 5 Our Senior Management is satisfied that our AML/CFT System is capable of addressing the money laundering/terrorist financing risks identified, including those of our branches/subsidiaries overseas, if any. Signed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_Annual_Compliance_Cert_Guideline_on_AML_and_CTF_v2_eg19.pdf -
Date: 2019-12-20
... updated our anti-money laundering/counter-financing of terrorism system (“AML/CFT System”); 5 Our Senior Management is satisfied that our AML/CFT System is capable of addressing the money laundering/terrorist financing risks identified, including those of our branches/subsidiaries overseas, if any. Signed...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_PIBA_Annual_Comp_Cert_GL_on_AML_and_CTF_v3_2_5_2018_eg19.pdf -
Date: 2019-12-20
... applying ARA (please put a “” in the respective box) ☐ Needs more time to develop/ amend and/ or test the system on calculation and collection of levy; ☐ Not proceed to develop/ amend system for the calculation and collection of levy for business reasons/ run-off business; ☐ Any other reasons, please state...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/ApplicationforChangeofRemittanceApproachReportingBasis.docx -
Date: 2019-10-23
... • Financial connectivity • After-sales service • Innovative products InsurTech Development • Positive disruption • FinTech eco-system • Compliance and supervision Regulation of Intermediaries 6 Regulation of Intermediaries • Licensing and inspection • Conduct and discipline • Evolving role of self- regulatory...
https://www.ia.org.hk/english/infocenter/files/Asia_Pacific_Life_Insurance_Congress_2019.pdf -
Date: 2021-12-09
... • Financial connectivity • After-sales service • Innovative products InsurTech Development • Positive disruption • FinTech eco-system • Compliance and supervision Regulation of Intermediaries 6 Regulation of Intermediaries • Licensing and inspection • Conduct and discipline • Evolving role of self- regulatory...
https://www.ia.org.hk/english/infocenter/files/Asia_Pacific_Life_Insurance_Congress_2019.pdf -
Date: 2021-09-08