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Attachment_1.pdf
... treated in the manner set out under paragraph 6. 8. Amendment 8.1. The Authorities will review the operation of this Co-operation Agreement and update its terms as required. 8.2. This Co-operation Agreement may be amended if both Authorities agree in writing to do so. Executed by the Authorities: For the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/Attachment_1.pdf -
Date: 2021-09-01
[PDF]
Attachment_1.pdf
... treated in the manner set out under paragraph 6. 8. Amendment 8.1. The Authorities will review the operation of this Co-operation Agreement and update its terms as required. 8.2. This Co-operation Agreement may be amended if both Authorities agree in writing to do so. Executed by the Authorities: For the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/Attachment_1.pdf -
Date: 2020-06-19
... in (1) above and the consequences in case of breach. 4. If deemed necessary, you should consult your own legal advisors. 5. The full set of the Act can be found at the official website of FSA at: http://www.fsa.go.jp/common/law/ins01.pdf Kind Regards Tommy Chan Secretary-General & Registrar The Hong...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_Cir_Res_on_Pro_of_FII_Prod_by_Jap_Resid_v1_10_11_2017_eg19.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20171201_1.pdf
... (2011) and 2253 (2015) enacted the amendments specified with underline and strikethrough in the entry below on its ISIL (Da’esh) and Al-Qaida Sanctions List of individuals and entities subject to the assets freeze, travel ban and arms embargo set out in paragraph 1 of Security Council resolution 2368...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171201_1.pdf -
Date: 2018-01-15
... (effective 1/1/2005) 1 Annex 1 CUSTOMER PROTECTION DECLARATION FORM IMPORTANT DOCUMENT! PLEASE STUDY CAREFULLY BEFORE SIGNING! This is an IMPORTANT PART of the Code of Practice for Life Insurance Replacement (“Code”) and the Minimum Requirements as specified by the Insurance Authority under the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3a_HKFI_CoP_Life_Ins_Replacement_v3_1_1_2005_20190823.pdf -
Date: 2019-12-20
[PDF]
Eng_GL24_CPD.pdf
... insurance agency which appoints a licensed technical representative (agent); and (d) A licensed insurance broker company which appoints a licensed technical representative (broker). 1.4 A failure to comply with any CPD requirements set out in this Guideline by a person listed above may adversely affect the...
https://www.ia.org.hk/english/legislative_framework/files/Eng_GL24_CPD.pdf -
Date: 2020-09-24
... insurance agency which appoints a licensed technical representative (agent); and (d) A licensed insurance broker company which appoints a licensed technical representative (broker). 1.4 A failure to comply with any CPD requirements set out in this Guideline by a person listed above may adversely affect the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries.pdf -
Date: 2020-06-24
... insurance agency which appoints a licensed technical representative (agent); and (d) A licensed insurance broker company which appoints a licensed technical representative (broker). 1.4 A failure to comply with any CPD requirements set out in this Guideline by a person listed above may adversely affect the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL24_CPD.pdf
... insurance agency which appoints a licensed technical representative (agent); and (d) A licensed insurance broker company which appoints a licensed technical representative (broker). 1.4 A failure to comply with any CPD requirements set out in this Guideline by a person listed above may adversely affect the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL24_CPD.pdf -
Date: 2019-09-10
... authorized insurance brokers carrying on or advising on long term business, and licensed individual insurance agents, licensed insurance agencies and licensed insurance broker companies ) carrying on regulated activities in respect of long term business) Insurance Authority Contents Page 1. Introduction...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_C.pdf -
Date: 2019-12-24