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ppt20151109-02.pdf
... System ML/TF Risk Assessment 5 5 Paragraph 2.2 of the Guideline 6 How to conduct a ML/TF risk assessment? Various approaches to conduct a risk assessment Commensurate with nature/size/global footprint of business Not necessarily complex Process of ML/TF Risk Assessment Identify Assess Understand...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2019-11-05
... 1 30 October 2020 Our Ref: MC/ENF/CIR By email only To: Chief Executives of Authorized Insurers, Responsible Officers of licensed Insurance broker companies and licensed insurance agencies Dear Sirs, Formation of the Insurance Authority’s Disciplinary Panel Pool Publication of “Conduct in Focus...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_30102020_Formation_of_the_DPP_Publication_of_Conduct_in_Focus.pdf -
Date: 2020-12-21
... the New Regulatory Regime for Insurance Intermediaries - Information on CPD hours for the Assessment Period 2021/2022 available through Insurance Intermediaries Connect This circular provides further information on the CPD Assessment Period 2021/2022 (which runs from 1 August 2021 to 31 July 2022...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/CPD_Circular_28012022_Eng.pdf -
Date: 2022-05-31
[PDF]
CEv2_20191108.pdf
... writing to inform you of the following developments: (1) FATF Public Statement The FATF issued an updated statement on 18 October 2019 identifying jurisdictions that have strategic deficiencies in their anti-money laundering and combating the financing of terrorism (“AML/CFT”) regimes. The statement can...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/CEv2_20191108.pdf -
Date: 2019-12-24
... United Nations Sanctions (ISIL and AI-Qaida) Regulation List of relevant persons and entities 6 January 2022 United Nations (Anti-Terrorism Measures) Ordinance G.N. (E.) 17 of 2022 5 January 2022...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2022.html -
Date: 2022-05-31
... 5 July 2019 GL21: Guideline on Enterprise Risk Management Attachment: GL21 Attachment: Survey 28 June 2019 Market Survey of Insurance Agencies Engaging in General Business 28 June 2019...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2019.html -
Date: 2019-11-29
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_Circular_CPD_Actions_to_be_taken_against_RPs_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_PIBA_Membership_Regulations_v4_1_10_2003_eg19.pdf -
Date: 2019-12-20
...No Content...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/Notes_on_collection_of_Levy_on_Insurance_Premium_v1.6.pdf -
Date: 2024-01-18
...No Content...
https://www.ia.org.hk/english/infocenter/forms/files/Form_O1_Request_for_Licence_Revocation_by_Licensed_Insurance_Intermediary.pdf -
Date: 2024-09-12