... policy depends on the performance of its underlying investment portfolio, in order to fully understand its nature, it is necessary to have a basic knowledge of investment. Our discussion on the investment topics is covered in two chapters. In Chapter 2, we review the basic concepts of investment with...

... external auditors in order to assess the effectiveness of the system. Appropriate revision or enhancement can be made if necessary. Similar to the risk management policy, the monitoring system must be clearly set out and properly documented. 2.1.6 Financial Risk Management in Hong Kong (a) Risk Management...

... 30 September 2020 Our Ref: INS/TEC/10/48 By Email To: Chief Executives of all authorized insurers Dear Sirs, iAM Smart Pilot Sandbox Programme - Phase 2 Further to our previous circular in August regarding the iAM Smart Pilot Sandbox Programme (the “Pilot Sandbox”) by Cyberport, we would like to...

... 30 September 2020 Our Ref: INS/TEC/10/48 By Email To: Chief Executives of all authorized insurers Dear Sirs, iAM Smart Pilot Sandbox Programme - Phase 2 Further to our previous circular in August regarding the iAM Smart Pilot Sandbox Programme (the “Pilot Sandbox”) by Cyberport, we would like to...

... statutory customer due diligence (“CDD”) and record-keeping requirements to solicitors, accountants, real estate agents, and trust or company service providers (“TCSPs”) when these non-financial businesses and professions engage in specified transactions; and (2) introduce a licensing regime for TCSPs to...

... Periods in order to be CPD-compliant. https://www.ia.org.hk/en/legislative_framework/files/GL24.pdf https://www.ia.org.hk/en/legislative_framework/files/GL24.pdf IA CPD Declaration Form April 2021 Page 2 of 6 D. SHORTFALL OF CPD HOURS (IF ANY) If you were unable to earn all the required number of CPD...