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cir_aml_20170707_2.pdf
... statutory customer due diligence (“CDD”) and record-keeping requirements to solicitors, accountants, real estate agents, and trust or company service providers (“TCSPs”) when these non-financial businesses and professions engage in specified transactions; and (2) introduce a licensing regime for TCSPs to...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170707_2.pdf -
Date: 2018-01-15
... 30 September 2020 Our Ref: INS/TEC/10/48 By Email To: Chief Executives of all authorized insurers Dear Sirs, iAM Smart Pilot Sandbox Programme - Phase 2 Further to our previous circular in August regarding the iAM Smart Pilot Sandbox Programme (the “Pilot Sandbox”) by Cyberport, we would like to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circulars_iAM_Smart_Pilot_Sandbox_Programme__Phase_2.pdf -
Date: 2020-12-21
... 30 September 2020 Our Ref: INS/TEC/10/48 By Email To: Chief Executives of all authorized insurers Dear Sirs, iAM Smart Pilot Sandbox Programme - Phase 2 Further to our previous circular in August regarding the iAM Smart Pilot Sandbox Programme (the “Pilot Sandbox”) by Cyberport, we would like to...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_iAM_Smart_Pilot_Sandbox_Programme_Phase_2.pdf -
Date: 2020-12-21
... holds those monies on trust. The client account requirements in the insurance regulatory framework reinforce this by requiring client monies to be kept in a separate client account2 .This serves to ring-fence client monies from the broker company’s own assets and ensures that client monies can be...
https://www.ia.org.hk/english/infocenter/press_releases/20230330.html -
Date: 2023-03-30
... Short-term Debt Instruments C. Advantages and Disadvantages of Money Market Instruments 2 ii. Debt Securities A. Investing in Debt Securities B. Par Value C. Convertibility D. Coupon Rate E. Term to Maturity F. Pricing of Bond G. Price and Yield Relationship H. Yield Curve I. Marketability J. Bond Ratings K....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.IL_syllabus_eng_2015_2017.pdf -
Date: 2019-12-02
... Negotiable Short-term Debt Instruments C. Advantages and Disadvantages of Money Market Instruments 2 ii. Debt Securities A. Investing in Debt Securities B. Par Value C. Convertibility D. Coupon Rate E. Term to Maturity F. Pricing of Bond G. Price and Yield Relationship H. Yield Curve I. Marketability J. Bond...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6.IL_syllabus_eng_2017.pdf -
Date: 2019-12-02
... added after policy issuance) needs to be companied by an FNA form? A 1. Treatment for riders should follow the requirement as if it is a basic plan. Q 2. Please provide a definition of 'top‐ups', in particular whether inflation protector option would be considered a top‐up. A 2. Top...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20
... completing this form. (2) Name of the Insurer : Name of Applicant/Proposer : Hong Kong Identity Card No. of Applicant/Proposer : Application/Proposal/Policy No. : (3) SECTION A 1. Have you replaced or do you intend to replace any of your existing life insurance policies by the above mentioned application...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_HKFI_CoP_Life_Ins_Replacement_v2_1_10_2002_20190823.pdf -
Date: 2019-12-20
[PDF]
iia_ar2015-16_ce.pdf
... 2015-16 Annual Report年報 主席的話 Chairman’s Message 第一章 獨立保險業監管局 Chapter 1 The Independent Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 二零一五至一六年度保監局的主要工作 Chapter 3 Major Tasks of the Authority in 2015-16 第四章 展望 Chapter 4 Outlook 第五章 報告及財務報表 由二零一五年十二月七日（成立日）至二零一六年三月三十一日 Chapter 5...
https://www.ia.org.hk/english/infocenter/files/iia_ar2015-16_ce.pdf -
Date: 2021-12-14
[PDF]
iia_ar2015-16_ce.pdf
... 2015-16 Annual Report年報 主席的話 Chairman’s Message 第一章 獨立保險業監管局 Chapter 1 The Independent Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 二零一五至一六年度保監局的主要工作 Chapter 3 Major Tasks of the Authority in 2015-16 第四章 展望 Chapter 4 Outlook 第五章 報告及財務報表 由二零一五年十二月七日（成立日）至二零一六年三月三十一日 Chapter 5...
https://www.ia.org.hk/english/infocenter/files/iia_ar2015-16_ce.pdf -
Date: 2022-05-24