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⏭... Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 7 – STR 7.7 : Sufficient guidance for staff(including agents); ref annexes I & II for e.g. of suspicious transactions 7.19: MLRO; its roles (7.19-7.30,7.33,7.36) - Central reference point for reporting suspicious...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2021-11-12
... performance of an underlying financial asset Flexibility of payments Products allow high-value premium payments, overpayments (e.g. Universal life/ILAS) IRA – Risk Factors 36 Product and Service Risk: Risk attributes Higher risk examples Products allow partial withdrawals or early surrender with limited...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2021-11-12
... Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 7 – STR 7.7 : Sufficient guidance for staff(including agents); ref annexes I & II for e.g. of suspicious transactions 7.19: MLRO; its roles (7.19-7.30,7.33,7.36) - Central reference point for reporting suspicious...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2022-04-27
... performance of an underlying financial asset Flexibility of payments Products allow high-value premium payments, overpayments (e.g. Universal life/ILAS) IRA – Risk Factors 36 Product and Service Risk: Risk attributes Higher risk examples Products allow partial withdrawals or early surrender with limited...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2022-04-27
... Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 7 – STR 7.7 : Sufficient guidance for staff(including agents); ref annexes I & II for e.g. of suspicious transactions 7.19: MLRO; its roles (7.19-7.30,7.33,7.36) - Central reference point for reporting suspicious...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2019-11-05
... performance of an underlying financial asset Flexibility of payments Products allow high-value premium payments, overpayments (e.g. Universal life/ILAS) IRA – Risk Factors 36 Product and Service Risk: Risk attributes Higher risk examples Products allow partial withdrawals or early surrender with limited...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2019-11-05
... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum Requirements specified by the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) (revised on 12 May 2015) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
[PDF]
2q16long.pdf
...,018 American Family Life - - - - - - - - - - - - Asia Insurance 亞洲保險 - - - - - - - - - - - - A Generali 忠利 1,405,068 10,835 - - - - - - - - 1,405,068 10,835 Aviva - 18,369 - - - - - - - - - 18,369 AXA China (Bermuda) 安盛保險（百慕達） 427 1,346,235 - 36,022 947,605 60,882 - 131 - - 948,032 1,407,117 AXA China...
https://www.ia.org.hk/english/infocenter/statistics/files/2q16long.pdf -
Date: 2017-11-29
[PDF]
1q17long.pdf
... - - - - - - - - - - - - Asia Insurance 亞洲保險 - - - - - - - - - - - - Generali 忠意保險 86,838 - - - - - - - - - 86,838 - Aviva 英傑華 - 51 - - - - - - - - - 51 AXA China (Bermuda) 安盛保險（百慕達） 36,169 725,438 - 17,419 178,831 17,448 - 99 - - 215,000 742,886 AXA China (HK) 安盛金融 - 53 - 23 - - - - - - - 53 AXA Life...
https://www.ia.org.hk/english/infocenter/statistics/files/1q17long.pdf -
Date: 2018-03-12