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⏭... that he/ she/ it is guilty of misconduct or is not fit and proper. One type of disciplinary action that the IA may take is ordering a person to pay a pecuniary penalty not exceeding the amount which is the greater of (i) HK$10 million; or (ii) 3 times the amount of the profit gained or loss avoided by...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-09-10
...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
[PDF]
T_G5_2020.pdf
...' Corporation Liability* - 35.4 36.7 37.2 38.7 - 26.7 27.7 28.1 29.0 3,062.3 3,165.7 3,319.3 3,572.8 3,929.7 1,804.3 1,814.7 2,063.2 2,174.7 2,484.8 1,629.2 1,642.1 1,794.7 1,851.3 3,472.6 855.9 858.7 941.5 951.3 2,376.4 34,879.9 36,129.5 38,436.2 42,014.9 44,258.6 24,746.8 25,274.6 25,134.9 29,470.3 31,238.5 毛...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G5_2020.pdf -
Date: 2021-10-07
[PDF]
T_G5_2018.pdf
... Liability* - - - 35.4 36.7 - - - 26.7 27.7 2,816.5 2,895.6 3,062.3 3,165.7 3,319.3 1,911.5 1,871.0 1,804.3 1,814.7 2,063.2 1,597.8 1,591.0 1,629.2 1,642.1 1,794.7 882.1 816.3 855.9 858.7 941.5 32,203.2 34,777.0 34,879.9 36,129.5 38,436.2 24,105.5 25,555.5 24,746.8 25,274.6 25,134.9 毛保費 Gross Premiums 淨保費...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G5_2018.pdf -
Date: 2019-11-04
[PDF]
T_G5_2019.pdf
...,761.8 5,092.1 - 業主立案法團責任* - Owners' Corporation Liability* - - 35.4 36.7 37.2 - - 26.7 27.7 28.1 2,895.6 3,062.3 3,165.7 3,319.3 3,572.8 1,871.0 1,804.3 1,814.7 2,063.2 2,174.7 1,591.0 1,629.2 1,642.1 1,794.7 1,851.3 816.3 855.9 858.7 941.5 951.3 34,777.0 34,879.9 36,129.5 38,436.2 42,014.9 25,555.5 24...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G5_2019.pdf -
Date: 2020-09-30
[PDF]
3q20gen.pdf
...,089 610 綜合 Comprehensive 30,271 27,799 26,466 5,666 5,152 8,251 7,325 5,225 (149) 3,133 13,105 2,207,290 3,902 第三者 Third Party 63,549 58,139 52,071 10,619 10,144 34,262 28,789 36,961 (307) 6,026 (753) 8,274 綜合 Comprehensive 1,483 1,363 1,336 189 140 69 54 47 (1) 271 879 22,864 277 第三者 Third Party 72...
https://www.ia.org.hk/english/infocenter/statistics/files/3q20gen.pdf -
Date: 2020-11-30