Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
GI_SN_eng_2018.pdf
... Insurance Intermediaries Quality Assurance Scheme General Insurance Examination Study Notes 2018 Edition i PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the General Insurance Examination. The Examination will be based upon these Notes. A fe...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GI_SN_eng_2018.pdf -
Date: 2019-12-02
[PDF]
GL3_AML_Eng.pdf
... IO. 4 For the definition of “regulated person”, please refer to section 80 of the IO. 3 The nature of money laundering and terrorist financing s.1, Sch. 1, AMLO 1.9 The term “money laundering” (ML) is defined in section 1 of Part 1 of Schedule 1 to the AMLO and means an act intended to have the effect...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
[PDF]
GL3_Eng.pdf
... IO. 4 For the definition of “regulated person”, please refer to section 80 of the IO. 3 The nature of money laundering and terrorist financing s.1, Sch. 1, AMLO 1.9 The term “money laundering” (ML) is defined in section 1 of Part 1 of Schedule 1 to the AMLO and means an act intended to have the effect...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
... person”, please refer to section 80 of the IO. 3 In addition, a failure to comply with any provision of this Guideline by IIs may reflect adversely on the fitness and properness of their directors and controllers, and may result in disciplinary action taken against IIs. The nature of money laundering and...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
... Consultation Conclusions on: (1) Draft Guideline on Fit and Proper Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) and (2) Draft Guideline on Continuing Professional Development for Licensed Insurance Intermediaries July 2019 Contents Executive Summary 1 Feedb...
https://www.ia.org.hk/english/infocenter/files/Conclusions_Paper_Eng_final.pdf -
Date: 2019-09-03
... 80 條。 3 (a) 存放─實際處置來自非法活動的現金得益； (b) 分層交易─透過複雜的多層金融交易，將非法得益與 其來源分開，目的是掩飾審計線索和隱藏款項來源及 擁有人的身分；及 (c) 整合─為犯罪得來的財富製造表面合法的印象。如分 層交易過程成功，整合計劃會將經過清洗的得益實際 回流至一般金融體系，令人以為有關得益是來自合法 商業活動或與該等活動有關。 《打擊洗錢條 例》附表 1 第 1 條 1.11 「恐怖分子資金籌集」此用語的定義載於《打擊洗錢條 例》附表 1 第 1 部第 1 條，指： (a) 在下述情況以任何方法直接或間接地提供或籌集財產 — (i) 懷有將該財產的全部或部分...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
... Risk-Based Approach Guidance for Life Insurance Sector Financial Action Task Force Groupe d’action financière Risk-Based Approach Guidance for the Life Insurance Sector October 2009 FATF Report THE FINANCIAL ACTION TASK FORCE (FATF) The Financial Action Task Force (FATF) is an independent inter-gov...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12
... Risk-Based Approach Guidance for Life Insurance Sector Financial Action Task Force Groupe d’action financière Risk-Based Approach Guidance for the Life Insurance Sector October 2009 FATF Report THE FINANCIAL ACTION TASK FORCE (FATF) The Financial Action Task Force (FATF) is an independent inter-gov...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27