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⏭... Regulatory Reminders Mystery Shopping Programme on Selling Practices of Qualifying Deferred Annuity Policies in Hong Kong December 2023 In 2022, a joint Mystery Shopping Programme (“MSP”) was conducted by the IA, the MPFA and the Hong Kong...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_04.html -
Date: 2024-01-12
[PDF]
20180605_ppt.pdf
... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”) Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2021-11-12
[PDF]
20180605_ppt.pdf
... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”) Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2022-04-27
[PDF]
20180605_ppt.pdf
... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”) Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2019-11-05
[PDF]
Broker_Code_Eng.pdf
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...
https://www.ia.org.hk/english/legislative_framework/files/Broker_Code_Eng.pdf -
Date: 2020-06-01
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceBrokers.pdf -
Date: 2020-06-24
[PDF]
Broker_Code_Eng.pdf
... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
[PDF]
mou-naic.pdf
... Memorandum of Understanding Memorandum of Understanding Between the Insurance Authority of the Hong Kong Special Administrative Region of the People’s Republic of China And the National Association of Insurance Commissioners 1. The Insurance Authority of the Hong Kong Special Administrative Region...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-naic.pdf -
Date: 2020-09-28
... 1 Asian Financial Forum 2021 19 January 2021 Opening Remarks by Dr Moses Cheng Chairman of the Insurance Authority Eric1, distinguished panelists, friends and colleagues, ladies and gentlemen, Good morning! It is my great pleasure and honour to speak again at this Asian Financial Forum. On behalf...
https://www.ia.org.hk/english/infocenter/files/Asian_Financial_Forum_2021.pdf -
Date: 2021-12-09
... - 1 - The Inaugural Harbour Summit — InsurTech and Health Innovations 首屆海港論壇—保險科技與醫療創新 13 December 2017 “Insurtech: Now and the way forward” by Dr Moses Cheng, Chairman, Insurance Authority Distinguished guests, ladies and gentlemen. Good morning. I am most delighted to join you here this morning...
https://www.ia.org.hk/english/infocenter/files/Speech_for_Harbor_Insurance_Innovation_Summit.pdf -
Date: 2021-12-09