Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
GL3_Appendix_A.pdf
...), the Organized and Serious Crimes Ordinance (OSCO), the United Nations (Anti-Terrorism Measures) Ordinance (UNATMO), the United Nations Sanctions Ordinance (UNSO) and the Weapons of Mass Destruction (Control of Provision of Services) Ordinance (WMD(CPS)O). It is very important that IIs and their...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... Destruction (Control of Provision of Services) Ordinance (WMD(CPS)O). It is very important that IIs and their officers and staff fully understand their respective responsibilities under the different legislation. AMLO s.23, Sch. 2 1.20 The AMLO imposes requirements relating to customer due diligence (CDD) and...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
... overall compliant result in the current round of FATF evaluation Supervision by IA Supervision by IA Market Entry Monitoring Outreach/ Guidance Enforcement Market Entry Insurers • IA’s prior approval for major shareholders, appointment of senior management and key person in control function • GL4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2021-11-12
... overall compliant result in the current round of FATF evaluation Supervision by IA Supervision by IA Market Entry Monitoring Outreach/ Guidance Enforcement Market Entry Insurers • IA’s prior approval for major shareholders, appointment of senior management and key person in control function • GL4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2022-04-27
[HTML]
Insurtech Corner
... Sandbox; Technology involved; Expected outcome and success criteria of the trial. Risk management controls There should be adequate control procedures to achieve the objectives of the relevant supervisory requirements of the IA....
https://www.ia.org.hk/english/aboutus/insurtech_corner.html -
Date: 2021-03-17
... overall compliant result in the current round of FATF evaluation Supervision by IA Supervision by IA Market Entry Monitoring Outreach/ Guidance Enforcement Market Entry Insurers • IA’s prior approval for major shareholders, appointment of senior management and key person in control function • GL4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2019-11-05
... result in their having to fill in similar information onto insurer’s Financial Needs Analysis Form and Risk Profile Questionnaire (“RPQ”) as per the HKFI ILAS Requirements, that Members should put in place appropriate control and procedures to ensure that the information in the two sets of documents is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v3_18_12_2014_eg19.pdf -
Date: 2019-12-20