... material time, a regulated person. 2.3. Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to them in the Ordinance. For the avoidance of doubt, in this Guideline the term “regulated person” should be read to include both a person who is a...

... person, the IA may request submission of the relevant information and request interviews with the person. The provision of false or misleading information or omission of material information in connection with an application for a licence or renewal of a licence, or an application for approval of a...

... person, the IA may request submission of the relevant information and request interviews with the person. The provision of false or misleading information or omission of material information in connection with an application for a licence or renewal of a licence, or an application for approval of a...

... person, the IA may request submission of the relevant information and request interviews with the person. The provision of false or misleading information or omission of material information in connection with an application for a licence or renewal of a licence, or an application for approval of a...

... person, the IA may request submission of the relevant information and request interviews with the person. The provision of false or misleading information or omission of material information in connection with an application for a licence or renewal of a licence, or an application for approval of a...

... Appendix A GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority June 2017March 2018 Contents Page Chapter 1 Overvie...

... on Insurance Premium (Version 1.5) Page 8 the purpose of preparing the annual remittance report and whether such report has been properly prepared, in all material respects, from the records of the insurer. 24. An insurer is required to submit the audited remittance report together with the auditor’s...

... material respects, from the records of the insurer. 24. An insurer is required to submit the audited remittance report together with the auditor’s report thereon along with its annual business returns14. The content and the format of the annual remittance report are set out in Annex M. Auditors are...

... material respects, from the records of the insurer. 24. An insurer is required to submit the audited remittance report together with the auditor’s report thereon along with its annual business returns14. The content and the format of the annual remittance report are set out in Annex M. Auditors are...

... assessment every two years and upon trigger events7 which are material to the II’s business and risk exposure. New products, new business practices and use of new technologies 2.10 An II should identify and assess the ML/TF risks that may arise in relation to: (a) the development of new products and new...