...; − whether the individual caused or encouraged other regulated persons or other persons to engage in the conduct or the same type of conduct; and − the individual’s experience in the industry and, if the individual is a person referred to in paragraph 2.1(c) above, the individual’s position within the firm....

... Intermediary Insurance Intermediary Licence No. Name in English † Type of licensee □ Individual Insurance Agent □ Technical Representative (Agent) □ Technical Representative (Broker) II. Type of Changes Please select the change(s) reported in the Notification and complete the relevant section(s) accordingly....

... Presentation – Suspicious Transaction Reports (STR) 4:45pm – 5:00pm Q & A Session To Insurance Authority Email [email protected] Deadline for enrolment 18 May 2018 (Friday) Name of Company Type of Company Name of Contact Person Post Telephone No. Seminar 1 * Seminar 2 * 5 Jun 2018 (Tue) 12 Jun 2018 (Tue) 2:30 pm...

... September 2021. Details of the CPD compliance reporting procedures will be announced in due course. - 2 - Additional Facilitative Measures regarding CPD A. Raising the Cap on CPD hours which may be completed by E-learning Activities in the First and Second Assessment Periods The maximum cap on the number of...

... September 2021. Details of the CPD compliance reporting procedures will be announced in due course. - 2 - Additional Facilitative Measures regarding CPD A. Raising the Cap on CPD hours which may be completed by E-learning Activities in the First and Second Assessment Periods The maximum cap on the number of...

... Special Resolution 2_CIB_Memorandum_and_Articles_of_Association_v2_10_12_1996 ...

...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...

...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...

...檔案只可用作個人學習及處理公務上用 途。 1.1. About JFIU 2.2. Key Legislation 3.3. STR 4.4. Challenges 5.5. Case Studies OverviewOverview S T R ©Hong Kong Police Force香港警務處版權所有 •the Treasury Bureau •(Co•-•ordinate Unit) •Futures •Department •of Justice •Secretary •for Justice •Secretary for the •the Treasury Secretary...

... personal data provided. Requests should be made in writing to the Data Privacy Officer of the Insurance Authority at 19/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong. Name of Insurer: Type of Business Authorized: Contact Person for This Survey: Name: Telephone: Email: Input, explain or specify Select...